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# End-to-End Joint Antenna Selection Strategy and Distributed Compress and Forward Strategy for Relay Channels

*EURASIP Journal on Wireless Communications and Networking*
**volume 2009**, Article number: 295418 (2009)

## Abstract

Multihop relay channels use multiple relay stages, each with multiple relay nodes, to facilitate communication between a source and destination. Previously, distributed space-time codes were proposed to maximize the achievable diversity-multiplexing tradeoff; however, they fail to achieve all the points of the optimal diversity-multiplexing tradeoff. In the presence of a low-rate feedback link from the destination to each relay stage and the source, this paper proposes an end-to-end antenna selection (EEAS) strategy as an alternative to distributed space-time codes. The EEAS strategy uses a subset of antennas of each relay stage for transmission of the source signal to the destination with amplifying and forwarding at each relay stage. The subsets are chosen such that they maximize the end-to-end mutual information at the destination. The EEAS strategy achieves the corner points of the optimal diversity-multiplexing tradeoff (corresponding to maximum diversity gain and maximum multiplexing gain) and achieves better diversity gain at intermediate values of multiplexing gain, versus the best-known distributed space-time coding strategies. A distributed compress and forward (CF) strategy is also proposed to achieve all points of the optimal diversity-multiplexing tradeoff for a two-hop relay channel with multiple relay nodes.

## 1. Introduction

Finding optimal transmission strategies for wireless ad-hoc networks in terms of capacity, reliability, diversity-multiplexing (DM) tradeoff [1], or delay has been a long standing open problem. The multi-hop relay channel is an important building block of wireless ad-hoc networks. In a multi-hop relay channel, the source uses multiple relay nodes to communicate with a single destination. An important first step in finding optimal transmission strategies for the wireless ad-hoc networks is to find optimal transmission strategies for the multi-hop relay channel.

In this paper, we focus on the design of transmission strategies to achieve the optimal DM-tradeoff of the multi-hop relay channel. The DM-tradeoff [1] characterizes the maximum achievable reliability (diversity gain) for a given rate of increase of transmission rate (multiplexing gain), with increasing signal-to-noise ratio (SNR). The DM-tradeoff curve is characterized by a set of points, where each point is a two-tuple whose first coordinate is the multiplexing gain and the second coordinate is the maximum diversity gain achievable at that multiplexing gain. We consider a multi-hop relay channel, where a source uses relay stages to communicate with its destination, and each relay stage is assumed to have one or more relay nodes. Relay nodes are assumed to be full-duplex. Under these assumptions we find and characterize multi-hop relay strategies that achieve the DM-tradeoff curve (in the two hop case) or come close to the optimum DM-tradeoff curve while outperforming prior work (with more than two hops).

In prior work there have been many different transmit strategies proposed to achieve the optimal DM-tradeoff of the multi-hop relay channel, such as distributed space time block codes (DSTBCs) [2–17], or relay selection [2, 3, 18–23]. The best known DSTBCs [14, 15] achieve the corner points of the optimal DM-tradeoff of the multi-hop relay channel, corresponding to the maximum diversity gain and maximum multiplexing gain, however, fail to achieve the optimal DM-tradeoff for intermediate values of multiplexing gain. Moreover, with DSTBCs [14, 15] the encoding and decoding complexity can be quite large. Antenna selection (AS) or relay selection (RS) strategies have been designed to achieve only the maximum diversity gain point of the optimal DM-tradeoff when a small amount of feedback is available from the destination for a two-hop relay channel in [2, 3, 18–23], and for a multi-hop relay channel in [24]. RS is also used for routing in multi-hop networks [25–27] to leverage path diversity gain. The primary advantages of AS and RS strategies over DSTBCs are that they require a minimal number of active antennas and reduce the encoding and decoding complexity compared to DSTBCs. The only strategy that is known to achieve all points of the optimal DM-tradeoff is the compress and forward (CF) strategy [28], but that is limited to a -hop relay channel with a single relay node.

In this paper we design an end-to-end antenna selection (EEAS) strategy to maximize the achievable diversity gain for a given multiplexing gain in a multi-hop relay channel. The EEAS strategy chooses a subset of antennas from each relay stage that maximize the mutual information at the destination. The proposed EEAS strategy is an extension of the EEAS strategy proposed in [24], where only a single antenna of each relay stage was used for transmission. The proposed EEAS strategy is shown to achieve the corner points of the optimal DM-tradeoff corresponding to maximum diversity gain and maximum multiplexing gain. For intermediate values of multiplexing gains, the achievable DM-tradeoff of the EEAS strategy does not meet with an upper bound on the DM-tradeoff, but outperforms the achievable DM-tradeoff of the best known DSTBCs [15]. Other advantages of the proposed EEAS strategy over DSTBCs [14, 15] include lower bit error rates due to less noise accumulation at the destination, reduced decoding complexity, and lesser latency. We assume that the destination has the channel state information (CSI) for all the channels in the receive mode. Using the CSI, the destination performs subset selection, and using a low rate feedback link feedbacks the index of the antennas to be used by the source and each relay stage.

Even though our EEAS strategy performs better than the best known DSTBCs [14, 15], it fails to achieve all points of the optimal DM-tradeoff. To overcome this limitation, we propose a distributed CF strategy to achieve all points of the optimal DM-tradeoff of a -hop relay channel with multiple relay nodes. Previously, the CF strategy of [29] was shown to achieve all points of the optimal DM-tradeoff of the -hop relay channel with a single relay node in [28]. The result of [28], however, does not extend for more than one relay node. With our distributed CF strategy, each relay transmits a compressed version of the received signal using Wyner-Ziv coding [30] without decoding any other relay's message. The destination first decodes the relay signals and then uses the decoded relay messages to decode the source message.

Our distributed strategy is a special case of the distributed CF strategy proposed in [31], where relays perform partial decoding of other relay messages and then use distributed compression to send their signals to the destination. With partial decoding, the achievable rate expression is quite complicated [31], and it is hard to compute the SNR exponent of the outage probability. To simplify the achievable rate expression, we consider a special case of the CF strategy [31] where no relay decodes any other relay's message. Consequently, the derivation for the SNR exponent of the outage probability is simplified, and we show that the special case of CF strategy [31] is sufficient to achieve the optimal DM-tradeoff for a -hop relay channel with multiple relays.

Organization

The rest of the paper is organized as follows. In Section 2, we describe the system model for the multi-hop relay channel and summarize the key assumptions. We review the diversity multiplexing (DM-) tradeoff for multiple antenna channels in Section 3 and obtain an upper bound on the DM-tradeoff of multi-hop relay channel. In Section 4 our EEAS strategy for the multi-hop relay channel is described, and its DM-tradeoff is computed. In Section 5 we describe our distributed CF strategy and show that it can achieve the optimal DM-tradeoff of -hop relay channel with any number of relay nodes. Final conclusions are made in Section 6.

Notation 1.

We denote by a matrix, a vector, and the element of . denotes the transpose conjugate of matrix . The maximum and minimum eigenvalue of is denoted by and , respectively. The determinant and trace of matrix is denoted by and . The field of real and complex numbers is denoted by and , respectively. The set of natural numbers is denoted by . The set is denoted by . The set denotes the set , . denotes . The space of matrices with complex entries is denoted by . The Euclidean norm of a vector is denoted by . The , represent the transpose and the transpose conjugate. The cardinality of a set is denoted by . The expectation of function with respect to is denoted by . A circularly symmetric complex Gaussian random variable with zero mean and variance is denoted as . We use the symbol to represent exponential equality, that is, let be a function of , then if , and similarly and denote the exponential less than or equal to and greater than or equal to relation, respectively. To define a variable we use the symbol .

## 2. System Model

We consider a multi-hop relay channel where a source terminal with antennas wants to communicate with a destination terminal with antennas via stages of relays as shown in Figure 1. The th relay stage has relays and, the th relay of th stage has antennas . The total number of antennas in the th relay stage is . In Section 5 we consider a -hop relay channel with relay nodes, where the relay has antennas and . We assume that the relays do not generate their own data, and each relay stage has an average power constraint of . We assume that the relay nodes are synchronized at the frame level. To keep the relay functionality and relaying strategy simple we do not allow relay nodes to cooperate among themselves. For Section 4 we assume that there is no direct path between the source and the destination, but we relax this assumption in Section 5 for the -hop relay channel. The absence of the direct path is a reasonable assumption for the case when relay stages are used for coverage improvement, and the signal strength on the direct path is very weak. We also assume that relay stages are chosen in such a way that all the relay nodes of any two adjacent relay stages are connected to each other, and there is no direct path between relay stage and . This assumption is reasonable for the case when successive relay stages appear in increasing order of distance from the source toward the destination, and any two relay nodes are chosen to lie in adjacent relay stages if they have sufficiently good SNR between them. In any practical setting there will be interference received at any relay node of stage because of the signals transmitted from relay nodes of relay stage and . Due to relatively large distances between nonadjacent relay stages, however, this interference is quite small and we account for that in the additive noise term. The system model is similar to the fully connected layered network with intralayer links [15] and more general than the directed multi-hop relay channel model of [14]. We consider the full-duplex multi-hop relay channel, where each relay node can transmit and receive at the same time.

As shown in Figure 1, the channel matrix between the subset of antennas of stage and the subset of antennas of stage is denoted by , , where . Stage represents the source and stage the destination.

In Section 5, we only consider a -hop relay channel and denote the channel matrix between the source and th relay by and between the th relay and destination by . The channel between the source and destination is denoted by and the channel matrix between relay and relay by .

We assume that the CSI is known only at the destination, and none of the relays have any CSI, that is, the destination knows . For Section 5, we assume that the destination knows , and the th relay node knows and . We assume that , and have independent and identically distributed (i.i.d.) entries for all to model the channel as Rayleigh fading with uncorrelated transmit and receive antennas. We assume that all these channels are frequency flat, block fading channels, where the channel coefficients remain constant in a block of time duration and change independently from block to block.

## 3. Problem Formulation

We consider the design of transmission strategies to achieve the DM-tradeoff of the multi-hop relay channel. In the next subsection we briefly review the DM-tradeoff [1] for point-to-point channels and obtain an upper bound on the DM-tradeoff of the multi-hop relay channel.

Review of the DM-Tradeoff: following [1], let be a family of codes, one for each . The multiplexing gain of is if the data rate of scales is with respect to , that is,

Then the diversity gain is defined as the rate of fall of probability of error of with respect to

The exponent is called the diversity gain at rate , and the curve joining for different values of characterizes the DM-tradeoff. The DM-tradeoff for a point-to-point multi antenna channel with transmit and antennas has been computed in [1] by first showing that and then computing the exponent , where

where , for .

Next, we present an upper bound on the DM-tradeoff of the multi-hop relay channel obtained in [14].

Lemma 1 (see [14]).

The DM-tradeoff curve of the multi-hop relay channel is upper bounded by the piecewise linear function connecting the points where

for each .

The upper bound on the DM-tradeoff of multi-hop relay channel is obtained by using the cut-set bound [32] and allowing all relays in each relay stage to cooperate. Using the cut-set bound it follows that the mutual information between the source and the destination cannot be more than the mutual information between the source and any relay stage or between any two relay stages. Moreover, by noting the fact that mutual information between any two relays stages is upper bounded by the maximum mutual information of a point-to-point MIMO channel with transmit and receive antennas, , then the result follows from (3).

In the next section we propose an EEAS strategy for the multi-hop relay channel and compute its DM-tradeoff. We will show that the achievable DM-tradeoff of the EEAS strategy meets the upper bound at and .

## 4. Joint End-to-End Multiple Antenna Selection Strategy

In this section we propose a joint end-to-end multiple antenna selection strategy (JEEMAS) for the multi-hop relay channel and compute its DM-tradeoff. In the JEEMAS strategy, a fixed number of antennas are chosen from each relay stage to forward the signal towards the destination using amplify and forward (AF). Before introducing our JEEMAS strategy and analyzing its DM-tradeoff, we need the following definitions and Lemma 2.

Definition 1.

Let be a subset of antennas of stage , that is, . Let be the edge joining the set of antennas of stage to the set of antennas of stage , where . Then a path in a multi-hop relay channel is defined as the sequence of edges .

Definition 2.

Two paths and are called independent if .

In the next lemma we compute the maximum number of independent paths in a multi-hop relay channel.

Lemma 2.

The maximum number of independent paths in a multi-hop relay channel is

Proof.

Follows directly from [24, Theorem 3] by replacing by .

Now we are ready to describe our JEEMAS strategy for the full-duplex multi-hop relay channel. To transmit the signal from the source to the destination, a single path in a multi-hop relay channel is used for communication. How to choose that path is described in the following. Let the chosen path for the transmission be . Then the signal is transmitted from the subset of antennas of the source and is relayed through subset of antennas of relay stage and decoded by the subset of antennas of the destination. Each antenna on the chosen path uses an AF strategy to forward the signal to the next relay stage, that is, each antenna of stage on the chosen path transmits the received signal after multiplying by , where is chosen to satisfy an average power constraint across antennas of stage .

Therefore with AF by each antenna subset on the chosen path, the received signal at the subset of antennas of the destination at time of a multi-hop relay channel is

where and are functions of channel coefficients , ensures that the power constraint at each stage is met, is a function of 's, is the complex Gaussian noise with zero mean and unit variance added at stage , and . Since the destination has the CSI, accumulated noise is white and Gaussian distributed. From hereon in this paper we assume that the accumulated noise at the destination for all the multi-hop relay channels is white Gaussian distributed without explicitly mentioning it. Let be the covariance matrix of , then by multiplying to the received signal we have

where is a matrix with entries. Note that is a function of channel coefficients .

We propose to use successive decoding at the destination with the JEEMAS strategy, similar to [24]. With successive decoding, the destination tries to decode only at time assuming that all the symbols have been decoded correctly. Assuming that at time all the symbols have been decoded correctly, the received signal (7) can be written as

since the channel coefficients are known at the destination. Let the probability of error in decoding from (8) be , then the probability of error in decoding from (7) with successive decoding is

where the last equality follows from [24].

From (8) it is clear that is the same for any , since the channel coefficients do not change for time instants. Therefore without loss of generality we compute an upper bound on to upper bound . Next, we describe our JEEMAS strategy and compute an upper bound on of the JEEMAS strategy to evaluate its DM-tradeoff. Let . Let , then the mutual information of path is

Then the JEEMAS strategy chooses the path that maximizes the mutual information at the destination, that is, it chooses path , if

Thus defining , the mutual information of the chosen path is

Since we assumed that the destination of the multi-hop relay channel has CSI for all the channels in the receive mode, this optimization can be done at the destination, and using a feedback link, the source and each relay stage can be informed about the index of antennas to use for transmission. Next, we evaluate the DM-tradeoff of the JEEMAS strategy by finding the exponent of the outage probability (8).

From [1] we know that , where is the outage probability of (8). Therefore it is sufficient to compute an upper bound on the outage probability of (8) to upper bound . With the proposed EEAS strategy, the outage probability of (8) can be written as

From [14, 15] can be dropped from the DM-tradeoff analysis without changing the outage exponent, since [14], that is, the maximum or the minimum eigenvalue of does not scale with . Thus,

We first compute the DM-tradeoff of the JEEMAS strategy for the case when there exists such that , and then for the general case.

If , then by Lemma 2, the total number of independent paths in a multi-hop relay channel is . Thus,

since from (14) for any .

From [14]

where

where , and . Thus, , and the DM-tradeoff of the JEEMAS strategy is given by

For the general case when , let , for some and . Then partition the multi-hop relay channel into two parts, the first partition containing antennas of each stage, such that the chosen set of antennas by the JEEMAS strategy , and the second partition containing the rest antennas of each stage. By reordering the index of antennas, without loss of generality, let contain antennas to of each relay stage, and let contain antennas to of stage . Recall that the JEEMAS strategy chooses those antennas of each stage that have the maximum mutual information at the destination. Thus,

where , and is the channel matrix between to antennas of stage and to antennas of stage . Note that the channel coefficients in are not independent of the channel coefficients in , and therefore we cannot write as the product of

To circumvent this problem, let , where is the channel matrix between the last antennas of stage and the last antennas of stage of partition , and is the channel matrix between the last antennas of stage and the last antennas of stage of partition . Basically we pick and antennas alternatively, note that use of more antennas increases the mutual information of the channel, and consequently reduces the outage probability. Since uses a subset of antennas of , therefore from (19),

Since the channel coefficients in are independent of the channel coefficients of ,

Therefore,

since the number of independent paths in partition is .

From [14], where

, where and is the nondecreasing ordered version of , . Thus,

Therefore, using (16), the DM-tradeoff of the JEEMAS strategy is

.

Recall that in the JEEMAS strategy the design parameter is , the number of antennas to use from each stage. To obtain the best lower bound on the DM-tradeoff of JEEMAS strategy one needs to find out the optimal value of . From (26), it follows that using a single antenna , maximum diversity gain point can be achieved. Similarly, choosing , the maximum multiplexing gain point can also be achieved. For intermediate values of , however, it is not apriori clear what value of maximizes the diversity gain. After tedious computations it turns out that choosing provides with the best achievable DM-tradeoff for . Thus, we propose a hybrid JEEMAS strategy, where for use , and for use . Our approach is similar to [15], where for each an optimal partition of the multi-hop relay channel is found by solving an optimization problem. We compare the achievable DM-tradeoff of our hybrid JEEMAS strategy and the strategy of [15] for and in Figures 2 and 3.

For the case when , the achievable DM-tradeoff of our hybrid JEEMAS strategy matches with that of the partitioning strategy of [15]. For the case when , however, it is difficult to compare the hybrid JEEMAS strategy with the strategy of [15] in terms of achievable DM-tradeoff, since an optimization problem has to be solved for the strategy of [15]. For a particular example of the hybrid JEEMAS strategy outperforms the strategy of [15] as illustrated in Figure 3. Moreover, in [15] a new partition is required for each , in contrast to our strategy, which has only two modes of operation, one for and the other for .

The following remarks are in order.

Remark 1.

Recall that we assumed that , that is, equal number of antennas are selected at each relay stage. The justification of this assumption is as follows. Let us assume that antennas are used from each relay stage. Now assume that all relay stages are using the same number of antennas , except , which is using antennas, , and . Using (26), it can be shown that the achievable DM-tradeoff with , and is a subset of the union of the achievable DM-tradeoff with using (all relay stages using antennas), and (all relay stages using antennas). Thus, it is sufficient to consider same number of antennas from each relay stage. It turns out, however, that different values of provide with different achievable DM-tradeoff's because of the different number of independent paths in the multi-hop relay channel. To optimize over all possible values of we keep as a variable and choose to obtain the best achievable DM-tradeoff.

Remark 2.

Using the DM-tradeoff analysis of the JEEMAS strategy, we can obtain the DM-tradeoff of an antenna selection strategy for the point-to-point MIMO channel by considering a multi-hop relay channel with , transmit, and receive antennas such that (). Surprisingly we could not find this result in literature and provide it here for completeness sake. Let , and the transmitter uses antennas out of antennas that have maximum mutual information at the destination, then the DM-tradeoff is given by

. The proof follows directly from (26).

Remark 3 (CSI Requirement).

With the proposed hybrid JEEMAS strategy, the destination needs to feedback the index of the path with the maximum mutual information to the source and each stage. Recall from the derivation of the achievable DM-tradeoff of the JEEMAS strategy that only paths in a multi-hop relay channel are independent, and control the achievable DM-tradeoff for . Thus, the destination only needs to feedback the index of the best path among independent paths with the maximum mutual information. Consequently the destination only needs to know CSI for paths. For the case when , we need to consider one more path from partition corresponding to and antennas of alternate relay stages. Thus, the CSI overhead is moderate for the proposed EEAS strategy.

Remark 4 (Feedback Overhead).

As explained in Remark 3, to obtain the achievable DM-tradeoff of the hybrid JEEMAS strategy it is sufficient to consider any one set of or independent paths. Let the destination choose a particular set of independent paths. Then each relay node knows on which of the paths of it lies, and depending on the index of the element of from the destination, it knows whether to transmit or remain silent. Thus, only bits of feedback is required from the destination to the source and each stage. Therefore the feedback overhead with the proposed EEAS strategy is quite small and can be realized with a very low-rate feedback link.

Discussion

In this section we proposed a hybrid JEEMAS strategy that has two modes of operation, one for , where it uses a single antenna of each stage, and the other for , that uses antennas of each stage. The proposed strategy is shown to achieve both the corner points of the optimal DM-tradeoff curve, corresponding to the maximum diversity gain and the maximum multiplexing gain. For intermediate values of multiplexing gain, the diversity gain of our strategy is quite close to that of the upper bound. Even though our strategy does not meet the upper bound, we show that it outperforms the best known DSTBC strategy [15] with smaller complexity and possess several advantages over DSTBCs as described in [24]. In the next section we propose a distributed CF strategy to achieve the optimal DM-tradeoff of the -hop relay channel.

## 5. Distributed CF Strategy for 2-hop Relay Channel

In this section we consider a -hop relay channel with multiple relay nodes in the presence of a direct path between the source and the destination. For this -hop relay channel we propose a distributed compress and forward (CF) strategy to achieve the optimal DM-tradeoff. The signal model for this section is as follows. We consider a -hop relay channel with relay nodes, where the relay has antennas, and . The source and destination are assumed to have and antennas, respectively. We assume that the source and each relay have an average power constraint of . Different transmit power constraints do not change the DM-tradeoff. Let the signal transmitted from the source be , and from the relay node let it be , respectively. Then,

where is the received signal at the destination, and is the signal received at relay .

Previously in [28], the CF strategy of [29] has been shown to achieve the optimal DM-tradeoff of a -hop relay channel with a single relay node () in the presence of direct path between the source and the destination. The result of [28], however, does not generalize to the case of -hop relay channel with multiple relay nodes. The problem with multiple relay nodes is unsolved, since how multiple relay nodes should cooperate among themselves to help the destination to decode the source message is hard to characterize. A compress and forward (CF) strategy for a -hop relay channel with multiple relay nodes has been proposed in [31], which involves partial decoding of other relays messages at each relay and transmission of correlated information from different relay nodes to the destination using distributed source coding. The achievable rate expression obtained in [31], however, is quite complicated and cannot be computed easily in closed form.

The achievable rate expression of the CF strategy [31] is complicated because each relay node partially decodes all other relay messages. Partial decoding introduces auxillary random variables which are hard to optimize over. To allow analytical tractability, we simplify the strategy of [31] as follows. In our strategy each relay compresses the received signal from the source using Wyner-Ziv coding similar to [31], but without any partial decoding of any other relay's message. The compressed message is then transmitted to the destination using the strategy of transmitting correlated messages over a multiple access channel [33]. Our strategy is a special case of CF strategy [31], since in our case the relays perform no partial decoding. Consequently our strategy leads to a smaller achievable rate compared to [31]. The biggest advantage of our strategy, however, is its easily computable achievable rate expression and its sufficiency in achieving the optimal DM-tradeoff as shown in the sequel. We refer to our strategy as distributed CF from hereon in the paper. Even though the relays do not perform any partial decoding in the distributed CF strategy, in the sequel we show that they still provide the destination with enough information about the source message to achieve the optimal DM-tradeoff. Before describing our distributed CF strategy and showing its optimality in achieving the optimal DM-tradeoff, we present an upper bound on the DM-tradeoff of the -hop relay channel.

Lemma 3 (see [14]).

The DM-tradeoff of a two-way relay channel is upper bounded by

.

Proof.

Let us assume that all the relay nodes and the destination are colocated and can cooperate perfectly. This assumption can only improve . In this case, the communication model from the source to destination is a point to point MIMO channel with transmit antennas and receive antennas. The DM-tradeoff of this MIMO channel is , and since this point to point MIMO channel is better than our original -hop relay channel, . Next, we assume that the source is co-located with all the relay nodes and can cooperate perfectly for transmission to the destination. This setting is equivalent to a MIMO channel with transmit and receive antenna with DM-tradeoff . Again, this point to point MIMO channel is better than our original -hop relay channel and hence , which completes the proof.

To achieve this upper bound we propose the following distributed CF strategy. Let the rate of transmission from source to destination be . Then the source generates independent and identically distributed according to distribution . Label them . The codebook generation, the relay compression, and transmission remain the same as in [31], expect that no relay node decodes any other relay's codewords, that is, no partial decoding at any relay node. Relay node generates independent and identically distributed according to distribution and labels them , and for each generates 's, each with probability . Label these and and randomly partition the set into cells .

Encoding

A Block Markov encoding [29] together with Wyner-Ziv coding [30] is used by each relay. Let in block the message sent from the source be , then the source sends . Let the signal received by relay in block be . Then is compressed to using Wyner-Ziv coding [30] where correlation among is exploited. Then relay determines the cell index in which lies and transmits in block . We consider transmission of blocks of symbols each from the source in which messages will be sent. Each message is chosen from . Thus, as , for fixed , rate is arbitrarily close to [29]. In the first block, the relay has no information about necessary for compression. In this case, however, any good sequence allows each relay to start block Markov encoding [29]. In the last block, the source is silent, and only the relays transmit to destination.

Decoding

Backward decoding is employed at the destination. At the end of block , the codeword sent by source in block is decoded. At the end of block , the destination first decodes for each by looking for a jointly typical and . If , can be decoding reliably. Next, given that 's have been decoded correctly for each , the destination tries to find a set of such that is jointly typical. The destination declares that were the correctly sent codewords if . After decoding and the destination decodes if is jointly typical. With this distributed CF strategy,

is achievable with the joint probability distribution

subject to

where , are vectors with elements , respectively, is the vector containing , and is the complement of , where . For more detailed error probability analyses we refer the reader to [31]. In the next theorem we compute the outage exponents for (30) and show that they match with the exponents of the upper bound.

Theorem 1.

CF strategy achieves the DM-tradeoff upper bound (Lemma 3).

Proof.

To prove the theorem we will compute the achievable DM-tradeoff of the CF strategy (30) and show that it matches with the upper bound.

To compute the achievable rates subject to the compression rate constraints for the signal model (28), we fix , where is vector with covariance matrix . Also, we choose and to be complex Gaussian with covariance matrices , and , and independent of each other, respectively. Next, we compute the various mutual information expressions to derive the achievable DM-tradeoff of the CF strategy. By the definition of the mutual information,

From (28),

where is defined as

and . From (28),

which implies

Next, we compute the values of 's that satisfy the compression rate constraints (32). Note that in (32), we need to satisfy the constraints for each subset . Towards that end, first we consider the subsets of the form and obtain the lower bound on the quantization noise needed to satisfy (32), that is not proportional to for each . It is important to note that should not be proportional to ; otherwise, from (37) it can be concluded that our distributed CF strategy cannot achieve the optimal DM-tradeoff. In the sequel we will point out how to obtain satisfying (32) for all subsets of .

For , from (32), for each relay , we need to satisfy

By definition

Similarly,

where is defined as

Similarly,

where is defined as

From (39), (40), and(42), to satisfy the compression rate constraints (38), we need

Note that both sides of (44) are functions of ; however, the resulting is not a function of or SNR similar to [28]. Recall that we have only considered the subsets of of the form . For the rest of the subsets also, we can show that the quantization noise required to satisfy (32) is not proportional to . The analysis follows similarly and is deleted for the sake of brevity. Thus, to satisfy (32), we can take the maximum of the required for each subset and use that to analyze the DM-tradeoff. Let the maximum required to satisfy (32) be . Since for each subset is not proportional to , and is also not proportional to .

Then, using (30) and (37), we can compute the outage probability of the distributed CF as follows. From [1], to compute , it is sufficient to find the negative of the exponent of the of outage probability at the destination, where outage probability is defined as

From (30) and (37),

Let . Then choose such that

It is possible to choose 's that satisfy (47), since is not proportional to .

Then

where the last equality follows since multiplying by constant does not change the DM-tradeoff.

From here on we follow [28] to compute the exponent of the .

Let

Then, from (34), ; therefore, using [28, Lemma 2], it follows that

Therefore, to lower bound the DM-tradeoff we need to find out the outage exponents and of and . Notice that, however, is the mutual information between the source and the destination by choosing the covariance matrix to be and allowing all the relays and the destination to cooperate perfectly. From [1], choice of as the covariance matrix does not change the optimal DM-tradeoff; therefore, . Similar argument holds for , by noting that is the mutual information between the source and the destination if all the relays and the source were co-located and could cooperate perfectly, while using covariance matrix , where

Thus, . Thus, the achievable DM-tradeoff with CF strategy meets the upper bound (Lemma 3).

Discussion

In this section we proposed a simplified version of the distributed CF strategy of [31] and showed that it can achieve the optimal DM-tradeoff for the -hop relay channel for any number of relays. In our distributed CF strategy, each relay uses Wyner-Ziv coding to compress the received signal without any partial decoding of other relay messages. After compression, each relay transmits the message to the destination using the strategy for multiple access channel with correlated messages [33], since the relay compressed messages are correlated with each other. Even though the achievable rate with our strategy is smaller than the one obtained in [31] (because of no partial decoding at any relay), we show that it is sufficient to achieve the optimal DM-tradeoff. We prove the result by showing that the exponent of the outage probability of our strategy matches with the upper bound on the optimal DM-tradeoff, without requiring the compression noise constraints to be proportional to the .

Generalizing our distributed CF strategy is possible for more than 2-hop relay channel; however, computing the exponents of the outage probability of achievable rate and compression rate constraints is a nontrivial problem.

## 6. Conclusions

In this paper we considered the problem of achieving the optimal DM-tradeoff of the multi-hop relay channel. First, we proposed an antenna selection strategy called JEEMAS, where a subset of antennas of each relay stage is chosen for transmission that has the maximum mutual information at the destination. We showed that the JEEMAS strategy can achieve the maximum diversity gain and the maximum multiplexing gain in a multi-hop relay channel. Then we compared the DM-tradeoff performance of the JEEMAS strategy with the best known DSTBC strategy [15]. We observed that the DM-tradeoff of the JEEMAS is better than the DSTBCs [15], except for the case when the number of antennas at each stage are divisible by the minimum of the antennas across all relay stages, in which case the DM-tradeoffs of JEEMAS and DSTBCs [15] match.

Next, we proposed a distributed CF strategy for the -hop relay channel with multiple relay nodes and showed that it achieves the optimal DM-tradeoff. Our distributed CF strategy is a special case of the strategy proposed in [31], where the specializations are done to allow analytical tractability. We showed that if each relay transmits a compressed version of the received signal using Wyner-Ziv coding, it is sufficient to achieve the optimal DM-tradeoff. Our distributed CF strategy can be extended to more than -hop relay channels; however, computing the outage probability exponents is a non-trivial problem.

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## Acknowledgment

This work was funded by DARPA through IT-MANET Grant no. W911NF-07-1-0028.

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### Keywords

- Mutual Information
- Channel State Information
- Outage Probability
- Relay Node
- Channel Coefficient