- Research Article
- Open Access
Throughput-Efficient Dynamic Coalition Formation in Distributed Cognitive Radio Networks
© Zaheer Khan et al. 2010
- Received: 12 February 2010
- Accepted: 30 October 2010
- Published: 3 November 2010
We formulate the problem of distributed throughput-efficient sensing in cognitive radio (CR) networks as a dynamic coalition formation game based on a Markovian model. The proposed coalition formation enables the CRs to increase their achievable throughput, under the detection probability constraint, while also taking into account the overhead in sensing reports combining. The dynamic model of coalition formation is used to express and model the behavior of the coalition forming CRs over time. In the proposed game, CRs form coalitions either to increase their individual gains (selfish coalition formation) or to maximize the overall gains of the group (altruistic coalition formation). We show that the proposed coalition formation solutions yield significant gains in terms of reduced average false alarm probability and increased average throughput per CR as compared to the non-cooperative solutions. Given a target detection probability for a coalition, we adopt a weighted target detection probability for individual CRs in a coalition. We find that the weighted target detection probability for individual CRs results in increased average throughput per CR as compared to when each CR is assigned the same target detection probability in a coalition.
- Cognitive Radio
- Primary User
- Coalition Formation
- Coalition Structure
- Average Throughput
Access to radio spectrum has traditionally been regulated by government agencies. This approach to radio spectrum management has been mostly successful in interference avoidance, but at the expense of efficiency in overall spectrum utilization. Cognitive radio networks are envisioned to utilize the radio spectrum more efficiently through opportunistic access to licensed frequency spectrum. A CR utilizes spectrum opportunistically by monitoring the licensed frequency spectrum to reliably detect the licensed (primary) user signals and operating whenever the primary user is absent. The detection of primary user signals is called spectrum sensing. As with any detection problem, the two types of errors associated with spectrum sensing are false alarms and missed detections. The lower the missed detection probability, the better the primary user is protected. However, to increase the achievable throughput of the CRs, the false alarm probability must also be low. Thus, there exists an inherent tradeoff between protection of primary users and achievable throughput for the cognitive radio network [1, 2].
Cooperation in sensing can reduce the false alarm probability of the cooperating CRs [3, 4]. In cooperative spectrum sensing, each CR performs spectrum sensing and sends its sensing report to a data collector known as the fusion center. To reduce signaling cost, the report may be binary (hard decision), consisting of zeros (primary user not present) and ones (primary user present). Hard decisions may be combined at the fusion center using, for example, "OR", "AND", and "MAJORITY" rules [1, 2]. However, in distributed CR networks, individual CRs need to interact with each other without a centralized fusion center.
This paper formulates the problem of distributed throughput-efficient sensing in cognitive radio networks as a dynamic coalition formation game based on a Markovian model. Our model is dynamic in the sense that distributed CRs reach self-organizing stable coalition structures (where no two coalitions have an incentive to merge) through a time-evolving sequence of steps. We model coalition structures as a sequence of random variables describing the state of the CR network, and the transition mechanism between coalition structures is modeled as a Markov chain [5–7]. The dynamics of the coalition formation enable us to analyze (1) How are the coalitions formed? and (2) How do CRs arrive at equilibrium? We choose a coalition formation framework as it provides tools for the radios to decide which coalitions to form to achieve their goals more efficiently via cooperation [8–10]. In coalition formation, a coalition is a set of distinct, autonomous agents or players which may cooperate in order to increase their individual gains, which we call as selfish cooperation. Or they may cooperate to maximize the overall gains of the group, which we call altruistic cooperation [11, 12]. A key question this paper tries to address is how to coordinate distributed cognitive radios to perform cooperative sensing to minimize their false alarm probabilities and therefore increase their achievable throughput, under a probability of detection constraint. Our model also takes into account the overhead in combining sensing reports.
Two different game theoretic analyses of distributed cooperative spectrum sensing are presented in [13, 14]. In , an evolutionary game theoretic framework is used to analyze the interactions among distributed selfish CRs in cooperative sensing. It is assumed in  that the selfish CRs overhear the detection results from the other CRs and can free ride by refusing to take part in spectrum sensing. Hence  models the spectrum sensing problem as a noncooperative game. Distributed coalition formation for cooperative spectrum sensing CRs is the topic of . Using a merge-and-split based coalition formation game model, the authors in  analyze the average missed detection probability per CR. However, unlike , we propose a value function that encourages collaborating CRs to minimize their false alarm probabilities for a given target primary user detection probability ( ). This is an important requirement for coexistence with primary users; otherwise, CRs will not be allowed to operate in the primary user band . Moreover, in contrast with , the coalition formation model proposed in this paper also takes into account the overhead in combining sensing reports within a coalition. In , a dynamic coalition formation game based on a Markovian model is used to analyze the selfish interactions among distributed nodes for spectrum sharing in an interference channel. Unlike , we analyze the interactions among CRs for the problem of distributed throughput-efficient sensing in CR networks. Moreover, selfish coalition formation proposed in  for distributed networks may lead to a suboptimal equilibrium where nodes, through their interactions, reach an undesirable coalition structure from a network point of view. Hence, we extend the dynamic model of coalition formation proposed in  to determine whether and how the coalitional behavior of CRs will change if coalition formation is "not entirely selfish".
In this paper, using a coalition game-theoretic framework we devise distributed cooperative strategies for CRs that are either selfish or altruistic. We propose a coalition formation model for these CRs to utilize primary user spectrum efficiently, under the constraint of a target probability of detection. We take into account the cost of distributed cooperative sensing in terms of overhead in combining sensing reports within a coalition. We analyze the impact of this cost on the distributed cooperative strategies of CRs. Given a target detection probability for a coalition, we also adopt a weighted target detection probability for individual CRs in a coalition and analyze its impact on the average throughput per CR. We model the stable network structure that emerged as a result of the dynamic coalition formation as the absorbing state of a Markov chain. Using absorbing Markov chain theory, we analyze the mean and the variance of the time for the game to reach the stable coalition structures. We propose a technique to reduce the time taken by the CRs to form a stable coalition. Using simulations we assess the performance of the proposed altruistic and selfish coalition formation solutions in terms of gains in increased average throughput per CR. We compare these results to the throughput achieved by a noncooperative strategy and by the grand coalition (when all the CRs cooperate). We also determine average maximum coalition sizes for both altruistic and selfish coalition formation solutions. Finally, we evaluate the impact of the distance between the primary user transmitter and the distributed CR network on cooperative strategies of the distributed CRs.
The rest of the paper is organized as follows. Section 2 presents the system setup, while Section 3 introduces the proposed coalition formation game for distributed spectrum sensing. Section 4 introduces the dynamic coalition formation model for the proposed game. Section 5 presents simulation results and an analysis of the proposed dynamic coalition formation model, and Section 6 concludes the paper.
It may be seen from (4) that a high detection probability requirement may lead to a high false alarm probability for an individual CR if its is low, thus reducing the achievable throughput of that CR. In this case, the individual CRs may interact to form coalitions to help decrease the false alarm probability. Within a coalition, sensing decisions by individual CRs are transmitted over the narrowband common control channel to a CR selected as a coalition head. Although the optimal decision fusion rule is the Chair-Varshney rule , for simplicity of implementation we assume that an OR fusion rule is used by the coalition head to combine the individual CR sensing decisions within a coalition. The OR rule is a simple decision rule explained as follows: if one out of CRs in a coalition detects the primary user, the final decision for the coalition declares a primary user is present, where represents the number of CRs in a coalition . CRs in any coalition decide to transmit or not, based on the final combined sensing decision of the coalition head. Therefore, the probabilities of detection and false alarm of a coalition head are also the probabilities of detection and false alarm of each CR that is the member of .
In this approach, the CR with high is assigned relatively high target detection probability. However, due to high , the assignment of high target detection probability has little impact on the false alarm probability of that CR. The CR with low is assigned relatively low target detection probability which results in low false alarm probability for that CR (see Figure 2), as compared to when each CR is assigned the same target detection probability in a coalition.
It may be seen from (7) and (9) that, for a given and , the CRs with low values of have incentives to form coalitions as it helps to decrease (due to the increase in or term which in turn decreases ). However, for a given the coalitional false alarm probability given by (10) is an increasing function of coalition size .
Coalition game theory provides useful tools to decide which group of players will cooperate with each other to efficiently achieve their goals [8, 20]. Therefore, to analyze cooperative interactions among CRs performing distributed spectrum sensing, we model the problem as a coalition game.
Let denote the set of players (CRs) playing the coalition game. A coalition, , is a subset of , . An individual non-cooperating player is called a singleton coalition and the set is called the grand coalition, where all players cooperate. The utility of a coalition in a coalition game is called the coalition value, and is denoted by . Coalitions are assumed to be non-overlapping, that is, CRs are members of at most one coalition.
The most common form of a coalition game is the characteristic function form. In the characteristic function form (CFF) of coalition games, utilities achieved by the players in a coalition are unaffected by those outside it.
A nontransferable utility (NTU) game is a coalition game in CFF, in which the value of a coalition cannot be arbitrarily divided among the coalition's players. In such games, each player will have its own value within a coalition . The value function represents the value of player that belongs to a coalition .
3.2. Throughput of a CR
where is the probability of primary user absent, represents the total frame length and represents the transmission rate of the CR to its receiver when the primary user is absent.
In distributed CR networks when CRs decide to perform cooperative sensing by forming coalitions with one another they may incur overhead costs in terms of time delay due to the process of coalition formation and due to combining sensing reports within a formed coalition. Note that the time delay due to the process of coalition formation depends on how frequently the coalition process is initiated which in turn depends on changes in the network configuration (for, e.g., CR mobility, etc.). However, the time delay in data transmissions of a coalition due to the overhead in combining sensing reports is periodic (since this overhead is incurred in every time slot). In this work, we analyze the impact of overhead costs in terms of time spent during combining sensing reports on the throughput of distributed CRs. We ignore the overhead in terms of time delay due to the process of coalition formation. One of the extensions we envision for our current work is the consideration of the effects due to overhead in terms of spending time and resources due to the process of coalition formation and also the effects due to overhead in terms of energy consumed by a coalition head to collect and combine sensing reports.
For a target detection probability, , the CRs may form coalitions to reduce their false alarm probability and therefore increase their average throughput given by (12). The coalition forming CRs may also increase their average throughput by reducing their sensing time via joint coalitional sensing. However, we note that for the distributed spectrum sensing problem when the coalition forming CRs are allowed to vary sensing time , it generates significant uncertainties in the coalition values. For instance, if two or more CRs reduce their sensing time (or in other words increase their data transmission time) via forming the coalition then it may happen that the CRs in start transmitting data while some CRs outside may still be sensing. This may lead to a change in the coalition value (in terms of false alarm probabilities) of the CRs outside the coalition . To avoid this uncertainty in the coalition value due to CR transmissions, we fix the sensing duration for each individual CR.
3.3. Coalition Value with Nontransferable Utility
where denotes the average throughput for CR given by (12), for . In the proposed coalition formation game, each CR has it is own value within a coalition and its nontransferable due to the following reasons.
Indivisible False Alarm Probability
The probability of false alarm of each CR , where , is also given by the probability of false alarm of the coalition , that is, (as explained in Section 2) and it cannot be divided among the radios.
Each CR incurs the same cost in terms of overhead in combining sensing reports, that is, , and this cost cannot be divided among the CRs.
Finally, each CR operates exclusively in one of the subbands. Therefore, they cannot arbitrarily divide the spectrum among themselves.
Therefore, each CR will have its own value within the coalition and hence, the proposed game is an NTU game.
When two or more CRs form a coalition , then any CR within is selected as a coalition head to combine the individual CR sensing decisions within the coalition. The decisions to form coalitions by the CRs are based on consensus, that is, a coalition is formed only if it is acceptable to everyone involved. We also assume that CRs are myopic, that is, CRs care only about their current payoffs.
3.4. Selfish Coalition Formation
Internal stability means that no CR has an incentive to leave its coalition to become a singleton (individual noncooperative CR), that is, , for all .
We assume that CRs are individually rational, that is, CRs seek to maximize their payoffs, conditional on feasibility. Therefore, for selfish coalition formation, the merge of two coalitions only occurs when all CRs in the new coalition are at least as well off through the merge as they were before it. Mathematically speaking, coalitions and will merge to form only: if for all , where and , and also . Due to this coalition formation condition, whenever CRs agree to form the new coalition is internally stable, that is, no CR has an incentive to become a singleton (an individual noncooperative CR).
3.5. Altruistic Coalition Formation
The model of selfish coalition formation discussed above is in line with much of the coalition formation literature, which assumes that users form coalitions to maximize their individual payoffs. However, it is equally interesting to investigate the question of whether and how the achievable throughput of CRs will change if CRs are assumed to be "not entirely selfish". Intuitively, we want to model the case when two or more CRs propose to form a new coalition by taking into account one another's welfare. Before studying altruistic coalition formation, we first define the concept of altruistic contribution of a coalition as follows .
Let and be two disjoint coalitions. The altruistic contribution of to , where , is ; the altruistic contribution of to is ; and the sum of altruistic contributions of and is .
To model all CR coalitions, we define coalition structures as follows.
A coalition structure is a partition of into exhaustive and disjoint subsets, where each subset is a coalition. The set of all possible coalition structures is denoted as .
In this section, we introduce a dynamic model of coalition formation for distributed cooperative spectrum sensing in CR networks where multiple distributed CRs coexist and opportunistically access the spectrum. In the proposed dynamic coalition formation game the CRs follow a time evolving sequence of steps to reach self-organizing stable spectrum sensing coalition structures. Coalition structures in the dynamic coalition formation game are modeled as a sequence of random variables describing the state of the system, with the mechanism of transitions between coalition structures represented by a Markov chain. To incorporate slow changes in the network configuration (for, e.g., due to CR mobility), the initial round of coalition formation game restarts some time after reaching equilibrium. This time may be assigned according to variations in the network configuration. We assume that during one round of coalition formation the received primary user's SNR, that is, , and the transmission rate of each CR does not change. At the very beginning of each round of the coalition formation game, the distributed CR network is composed of all singleton coalitions, that is, noncooperative CRs.
4.1. A Coalition Formation Game Model
The coalition formation game involves five steps. The five steps of the proposed model are summarized as follows:
Discover the CRs within the network.
Each individual CR computes its received SNR from the PU.
At each time slot, each coalition, with probability , proposes a new coalition structure. In this process, one of the CRs in the coalition acts on its behalf. (In the case of singleton coalitions, each singleton coalition, i.e., each CR, individually proposes a new coalition structure with some probability ; when two or more CRs form a coalition , then any CR within is selected as a coalition head to propose a new coalition structure with some probability on behalf of that coalition.) (b) The evolution from one coalition structure to the next can only occur through the merging of two existing coalitions. For instance, any coalition head of any existing coalition may propose to merge with another coalition , forming .
When the CRs are assumed to be selfish then they form a coalition if for all , where and , and also . (b) When the CRs are assumed to be altruistic then they form a coalition if . (see Sections 3.4 and 3.5 for the details).
Steps (3) and (4) of the coalition formation are repeated until all the coalitions have made their coalition formation decisions, resulting in a final stable coalition structure .
Coalitional Spectrum Sensing
Each CR within a coalition computes its local sensing decision and transmits it to the coalition head over the common control channel. The coalition head combines the local sensing decisions (including its own sensing decision) using an OR decision fusion rule.
The proposed distributed coalition formation can be performed by coalition formation message exchanges between CRs over a common control channel. In practice, if all CRs use the same control channel to report sensing decisions to their respective coalition heads then the reporting time may increase. To decrease the reporting time coalitions may use different control channels. However, since the number of available channels in general is limited and the number of coalitions may be large, control channels must be spatially reused. For simplicity, we have assumed different reporting channels for each coalition.
4.2. Dynamics of Coalition Formation: Game Model
The dynamic coalition process can be modeled using a Markov chain, with each state representing a different coalition structure. A finite set of all possible coalition structures for CRs forms the state space of the coalition formation game. Our work in  provides further detail on this modeling, including examples of the Markov chain structure for , and transmitter/receiver pairs.
4.2.1. Selfish Coalition Formation
For instance, if the number of coalitions , then it is possible to move from the state to one of different states (besides itself), provided that the coalition formation condition is satisfied. As explained previously, two coalitions can merge only if all CRs within the proposed coalition are at least as well off as before the merge. The indicator function in (15) represents the possible agreement or disagreement among the CRs participating in the coalition game to form the proposed coalition . As the transition probability at any present state does not depend upon the prior states of the coalition structures, the Markov property holds.
4.2.2. Altruistic Coalition Formation
For the altruistic-cooperation case, the indicator function (coalition formation decision) in (15) is changed from to . It simply means that each CR now decides to merge if the merger of two coalitions would do more good than harm to the overall value of the merged coalition .
Using simulation results in Section 5.3 we will compare the performance of the coalition formation based on altruistic decision with the selfish decision in terms of average throughput per CR, for different network sizes.
Using standard theory of absorbing Markov chains one can calculate how long will it take for the process to reach stable coalition structures, that is, one can calculate the mean time and its variance for the dynamic coalition game starting from the initial state of all singleton coalitions to reach stable coalition structures (where no two coalitions have an incentive to merge) .
In Section 5.3, we analyze the mean and the variance of the time for the proposed coalition formation to reach the stable coalitions.
To perform the coalition formation, CRs need to exchange their received primary user's signal-to-noise ratio (SNR). The amount of information exchange necessary to reach stable coalition structures can be measured by the total number of coalition formation proposals sent by the CRs during the coalition formation process. For instance if number of coalition formation proposals are sent during the entire coalition formation process and each proposal requires the exchange of messages for coalition heads to take a coalition formation decision then to reach equilibrium messages need to be exchanged among the CRs. When we are not taking into account the loss of coalition formation proposals due to collisions among distributed uncoordinated CRs then in the worst case, that is, where almost all proposals are rejected, the number of proposals is only , where . Thus for the worst case, coalition formation proposals can be said to be order of . In the best case, that is, where all proposals are accepted and the coalition formation leads to the formation of the grand coalition, the number of coalition formation proposals necessary is only . Thus for the best case, coalition formation proposals can be said to be order of . In practical scenarios the complexity is between these two extremes.
This reduction in the information exchange is due to the reason that when coalitions are formed then instead of all the CRs only the coalition heads exchange proposals on behalf of their respective coalition members.
5.1. Stable Coalition Structures
As CRs form self-organizing spectrum sensing coalition structures, we analyze under what conditions the coalition formation process will reach a stable coalition structure (where no two coalitions have an incentive to merge anymore).
Selfish Coalition Formation
or for some .
The above stated condition ensures that no two coalitions in the prevailing coalition structure have an incentive to merge anymore.
The following simple fact proves that the selfish coalition formation process converges to an equilibrium state: In the proposed selfish coalition formation, if a certain coalition structure is not an equilibrium state, there must exist at least two coalitions that can decide to merge to improve their value functions. As long as such two coalitions exist, the coalition structure changes to another coalition structure, until an equilibrium state is reached.
Altruistic Coalition Formation
Following the same reasoning as we did for the selfish coalition formation process, it is easy to see that the altruistic coalition formation process converges to an equilibrium.
5.2. Coalition Sizes
The study of coalition formation in wireless networks has previously focused on cohesive games , that is, games where the value of the grand coalition formed by the set of all users is at least as large as the sum of the values of any partition of . The authors in , also assume that there is no cost to the coalition formation process. In such coalition games, coalition structure generation is trivial because the wireless nodes always benefit by forming the grand coalition.
However, many coalition game models of wireless node cooperation are not cohesive (see, e.g., ). In such network scenarios, the network welfare maximizing coalition structure varies.
For the proposed selfish coalition formation where CRs seek to maximize their payoffs, conditional on feasibility, it is interesting to note that the higher the (the signal power received by CR ), the lower the given by (7). CRs with high values of may have either less or no incentive to cooperate with CRs with low values of (or with high ). Hence, cooperation among all CRs is desirable only when all CRs experience similar . Therefore, in the proposed coalition formation, the grand coalition of all the CRs may not always form.
For the proposed altruistic coalition formation where CRs seek to merge if the merger of two coalitions would do more good than harm to the overall value of the merged coalition, it is interesting to note that the CRs with high values may form coalitions with the CRs having low values as long as the overall value of the newly formed coalition is increased.
Using simulation results in Section 5.3 we will present average maximum number of CRs per formed coalition for both selfish and altruistic coalition formation.
5.3. Simulation Results
Using simulation our aim is to compare the performance (for, e.g., in terms of average throughput per CR) of the coalition structure that emerges as the outcome of the proposed coalition formation solutions to a noncooperative solution and to the grand coalition.
To illustrate the above situation, we can construct an example, for CRs, where the altruistic coalition formation solution (same ) outperforms selfish solution (same ) when is small. However, for the same scenario, when is set to be large then selfish coalition solution (same ) may outperform altruistic solution (same ).
Let , and be the received primary user's SNRs at CRs. In this three-CR game, when ms and assuming bits/sec/Hz then calculating coalition values using (13) and rules explained in Sections 3 and 4 we obtain , , , , , , . It may be seen that the altruistic coalition solution (same ) for this scenario results in the formation of grand coalition of all CRs. However, the selfish coalition solution (same ) results in the formation of either or . Since, is greater than and , therefore, the altruistic solution (same ) outperforms the selfish solution (same ) for this scenario. However, when ms then we obtain , , , , , , and . It may be seen that the selfish coalition solution (same ) for this scenario results in the formation of . However, the altruistic coalition solution (same ) results in the formation of either or . Since, is greater than , therefore, the selfish solution (same ) either outperforms or at least matches altruistic solution (same ) for this scenario.
It can also be seen from Figure 7(a) that for very large values of , the altruistic solution (same ) matches the selfish solution (same ) in terms of average throughput per CR. This is because for very large values of there are either very little or no gains in terms of average throughput per CR for coalition formation, and network structure is mostly composed of individual noncooperative CRs (see Figure 7(b)).
We apply a coalitional game-theoretic framework to the study of stable network partitions for the problem of distributed throughput-efficient sensing in cognitive radio (CR) networks. We devise distributed cooperative strategies for cognitive radios that are either selfish or altruistic. We propose a coalition formation model for these CRs to utilize primary user spectrum efficiently, under the constraint of probability of detection. The proposed coalition formation model also takes into account the overhead in sensing reports combining. We demonstrate that when each CR is assigned the same target detection probability in a coalition then for small to moderate values of sensing reporting time, the altruistic solution yields significant gains in terms of average throughput per CR as compared to the selfish and noncooperative solutions. However, for large values of sensing reporting time, the selfish solution either outperforms or at least matches altruistic solution in terms of average throughput per CR. We then adopt a weighted target detection probability for individual CRs in a coalition. We find that the weighted target detection probability for individual CRs results in higher average throughput as compared to when each CR is assigned the same individual target detection probability in a coalition. We also find that when CRs are assigned weighted target detection probabilities in a coalition then the altruistic coalition formation solution significantly increases the average throughput per CR, as compared to noncooperative solution, selfish coalition formation, and the grand coalition of all CRs. Our work employs an absorbing Markov chain model to model the equilibrium state (where no two coalitions have an incentive to merge) of the proposed coalition formation. Using a Markovian model of the coalition game, we analyze the dynamics of the coalition formation game and the stability of different network partitions in a distributed cognitive radio network. We also analyze the mean and variance of the time for the game to reach the stable coalition structures. Finally, we also show the impact of the distance between the primary user transmitter and the distributed CR network on cooperative strategies of the distributed CRs.
This work was funded by the Finnish Funding Agency for Technology and Innovation (TEKES) and by Academy of Finland.
The material in this paper was presented in part at the 5th International Conference on Cognitive Radio Oriented Wireless Networks and Communications (CrownCom), Cannes, France, June, 2010.
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