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Analytical and empirical evaluation of the impact of Gaussian noise on the modulations employed by Bluetooth Enhanced Data Rates
EURASIP Journal on Wireless Communications and Networking volume 2012, Article number: 94 (2012)
Abstract
Bluetooth (BT) is a leading technology for the deployment of wireless Personal Area Networks and Body Area Networks. Versions 2.0 and 2.1 of the standard, which are massively implemented in commercial devices, improve the throughput of the BT technology by enabling the socalled Enhanced Data Rates (EDR). EDRs are achieved by utilizing new modulation techniques (π/4DQPSK and 8DPSK), apart from the typical Gaussian Frequency Shift Keying modulation supported by previous versions of BT. This manuscript presents and validates a model to characterize the impact of white noise on the performance of these modulations. The validation is systematically accomplished in a testbed with actual BT interfaces and a calibrated white noise generator.
1. Introduction
Bluetooth (BT) is one of the most broadly adopted technologies for the development of short range and lowpower networking applications in Personal Area Networks and Body Area Networks.
Initially conceived for cable replacement, BT has expanded into a wide variety of electronic devices ranging from handheld products (laptops, electronic pads, smartphones, pen tablets) to automobile electronics, portable digital music players, peripherals, headsets, wireless sensor and gaming consoles such as Sony PlayStation 3 or Nintendo Wii. This progress of BTenabled hardware promoted the delivery of new versions of the standard aimed at satisfying the growing bandwidth requirements of the networking applications.
The first increase of the basic BT transmission rate was introduced by BT 2.0+EDR standard [1], which is thoroughly compatible with previous versions 1.2 and 1.1 as it incorporates all their functional characteristics. Specifically, its major innovation resides in the optional utilization of two new Differential Phase Shift Keying (DPSK)based modulation schemes to enable a faster data transfer through the socalled Enhanced Data Rates (EDR). These novel schemes (π/4DQPSK and 8DPSK) are employed to transmit the BT packet payload at a bit rate (2 or 3 Mbps, respectively) higher than the 1 Mbps basic speed of BT 1.1 and 1.2, which is achieved with a Gaussian Frequency Shift Keying (GFSK) modulation. These EDR modulations are also employed in the 2.1 version of BT [2].
BT physical layer works on the Industrial, Scientific and Medical (ISM) 2.4 GHz unlicensed band. As a consequence, BT radio transmissions are vulnerable to the interferences of other BT devices as well as other technologies operating in the same ISM band. Because of the wide expansion of some of these technologies (especially BT and 802.11), most practical scenarios of BTcapable applications will be deployed under a high environmental radio noise. The effects of the noise level on the bit errors experimented by the BT signal strongly depend on the employed modulation scheme. This article empirically evaluates the impact of Gaussian noise on the Bit Error Rate (BER) suffered by real BT transmissions. The study permits to assess the accuracy of existing analytical models that relates the BER to the SignaltoNoise Ratio (SNR) for the considered modulations.
The rest of the article is organized as follows. Section 2 reviews and classifies the literature related to the modeling and performance evaluation of the different modulations (GFSK, π/4DQPSK and 8DPSK) contemplated by the BT 2.x+EDR (2.0 and 2.1) specifications. Based on existing studies, Section 3 analytically characterizes the BER as a function of the SNR for these different modulations. Section 4 evaluates the validity of these analytical models in an experimental testbed with actual interfaces provided with a commercial BT firmware. Finally, Section 5 summarizes the main conclusions of the article.
2. Related study
There is a vast literature on the characterization of the performance of the existing modulation techniques for RF communications. The relationship between the BER experienced by the transmissions and the SNR has extensively been studied. General analytical models for the GFSK [3], π/4DQPSK [4–11] and 8DPSK [12–14] modulations have been proposed.
Some of these general models are particularized for characteristics of the transceivers which are implemented by the BT standard. For example, authors of [15] present an analytical study of the GFSK modulation with noncoherent detection. The study focuses on systems that employ frequency hopping as the spread spectrum technique (which is the case of BT). The analysis, which is performed for Rayleightype channels, results in a model that relates the BER to the SNR ratio and the modulation index. In addition, a method to improve the performance of frequencyhopping systems is proposed.
The study in [16] describes the theoretical design of a GFSK transceiver with carrier frequency offset correction. The design introduces a mechanism to simplify the implementation of a multisymbol receiver. In order to reduce the BER, the proposed mechanism utilizes an algorithm that compensates the carrier frequency offset. The study shows some results when this proposal is applied to a BT receiver.
After examining the existing channel models in the literature for different propagation conditions, the study in [17] proposes a discrete channel model (based on Markov chains) to evaluate BT piconets by simulations.
A new scheme for a digital GFSK transceiver is proposed in [18]. The main novelty lies in the method employed to estimate the carrier frequency. The model for the computation of the BER, which is validated by means of simulations, assumes an additive white Gaussian noise (AWGN) channel. A similar carrier synchronization mechanism is presented in [19]. In that paper, least squares (LS) and maximum likelihood (ML) techniques are employed for decisionaided carrier recovery in a GFSK receiver. By analyzing the estimation error variance, the LS/ML carrier frequency offset estimation method is shown to outperform the traditional method using the discretetime Fourier transform. In addition, the proposed scheme (which is not implemented and whose computational complexity is not evaluated) is compared by simulations with the DFTbased method in terms of the obtained BER. Noise is again characterized through an AWGN channel.
On the other hand, there are works in the literature specifically dealing with the characterization of the impact of the noise on BT transmissions. For example, authors of [20] analyze the performance of 1.1 version of BT technology in Gaussian and Rayleightype channels. The study offers analytical expressions (with some mathematical mistakes) to compute the transmission rate that can be achieved by the different BT packet types as a function of the SNR. For this purpose, the Packet Error Rate is calculated from the BER obtained with a GFSK modulation. The article discusses the utility of the different packet types depending on the considered channel type (Raleigh or AWGN).
An RF simulation system for the development of commercial BT transceiver was initially introduced in [21]. The emulation of the channel permits to combine an AWGN and the existence of interfering signals.
The article in [22] designs a policy to select the BT packet type depending on the estimation of the channel SNR. The authors of that article suggest the use of new modulations (which are not considered by BT 2.x+EDR) and new algorithms to compute the SNR. However, the feasibility of the implementations of these algorithms at the LM (Link Manager) layer of actual BT host controller is not discussed.
Author in [23] studies the behavior of BT transmissions in Nakagamitype channels. Results are based on simulations that estimate the BER as a function of the existing SNR. Analyses are conducted for different values of the fading parameter of the Nakagami distribution (as well as for an AWGN channel).
The study in [24] extends the model presented in [20] (conceived for the modulation employed by BT 1.1) to the EDR modes. As in [20], the benefits of using the new packet types under an AWGN channel are discussed. In this sense, a strategy for selecting the packet type as a function of the SNR is described. The article suggests deploying this selection at the L2CAP BT layer. However, it does not indicate how this decision must be executed at the Baseband layer.
In [25], the authors provide a Matlab simulation model for the physical layer of a transceiver implementing BT 2.0+EDR. The BER obtained with this model for different noise levels is contrasted with theoretical models which also assume an AWGN channel.
The study in [26] investigates the performance of Wireless Application Protocol data applications over the BT protocol stack. The performance of the communications is evaluated by assuming again that bit errors in a simulated BT piconet are induced by an AWGN channel.
Based on Markov chains, Zanella [27] presents a mathematical analysis of the BT 2.0+EDR transmissions in fading channels. In [28], Zanella performs a theoretical characterization of the bit error probability for BT 2.0 transmissions under both AGWN and Rice fading channels.
Table 1 lists the abovementioned studies about the characterization of the different modulations employed by BT. The table also includes the references to different articles dealing with the optimization and implementation of BT demodulators for GFSK, π/4DQPSK, and 8DPSK modulations.
In some of these previous studies, the proposed analytical models are not validated. In other cases, the evaluation is just carried out by means of simulations. To the best of the authors' knowledge, no study offers a validation of the models with actual BT devices. The goal of this study is to fill this gap by combining the analytical modeling with the empirical evaluation of the influence of noise on the errors experienced by BT transmissions.
3. Characterization of the modulations employed by BT 2.x+EDR in an AWGN channel
The goal is to analytically relate the BER of the BT transmissions to the existing SNR for GFSK, π/4DQPSK, and 8DPSK modulations. In this sense, as commented in the previous stateoftheart, the characterization of the transmission channel as an AWGN channel has widely been considered by the literature for the analysis of the performance of BT connections and even for the design of BT radio transceivers. In studies on BT technology, several reasons have been argued to justify the use of this channel characterization:

BT communications are usually deployed in static (indoor) office scenarios. Thus, the transmission model can presume that shortterm (fast) fading has a minor impact on BT performance.

The restrictions on the transmission power of BT devices impose lowrange communications where LineofSight from the receiver to the transmitter normally exists.

In this sense, indoor environments are typically characterized by the presence of other interfering technologies (such as WiFi) operating in the same BT 2.4 GHz ISM band. These interference sources (with different spectral properties) can reasonably be approximated by a noise with a constant spectral density.
An AWGN channel adds a flat power white noise to the whole considered signal bandwidth. As the effect of an AWGN channel is the addition of a noise with constant energy in the whole signal bandwidth, the SNR ratio can be computed [29] as
where P_{ r } is the power at the receptor, expressed (in W), N_{o}/2 is the noise added by the channel, defined in terms of the Power Spectral Density (in W/Hz), and 2B is the considered bandwidth (in Hz) of the signal at the reception.
In order to compare the effect of noise on the different digital modulations employed by BT 2.x+EDR, we characterize the SNR as a function of the energy transmitted per bit or per symbol
where E_{s} and T_{s} represent the energy per transmitted symbol (expressed in W) and the symbol transmission period, respectively. E_{b} and T_{b} denote the energy per transmitted bit (in W) and the bit transmission period.
As B, T_{s}, and T_{b} are known constant values in BT, the SNR can directly be referred to the SNR ratios per symbol (γ_{s}) and bit (γ_{b}), defined as [29]
The relationship between these two parameters can be computed as
where M indicates the number of symbols of the modulation constellation.
The next step is to determine the BER, defined as the bit error probability, P_{b}, as a function of γ_{b}, for all the modulations specified by BT 2.x+EDR. For the case of multilevel symbol constellations, P_{b} can be obtained from the probability of symbol error (P_{s}) and the number (M) of existing constellation symbols. Assuming that bit errors are uncorrelated, for low values of P_{s} (e.g., below 0.1) P_{b} can be reasonably approximated [29] as
3.1. GFSK modulation
GFSK scheme can be assimilated to an FSK modulation. To determine the bit error probability, we have to take into account that BT was conceived as a lowcost technology. At the expense of a lower performance, noncoherent detection is preferred to simplify the hardware architecture of the demodulator. When this type of detection is utilized, the bit error probability can be computed [30] as
The previous expression in Equation (7) describes a lower bound for P_{b} which assumes an orthogonal modulation scheme with a modulation index h of 0.5. However, BT specification imposes the index h to have a value in the interval [0.280.35], lower than 0.5. Under this nonorthogonal modulation, P_{b} can be estimated [31] from
where Q_{1}(α, β) represents the Marcum Qfunction, which is defined as
where I_{ n } (x) expresses the n thorder modified Bessel function. In Equation (8), α and β are two parameters that can be calculated from γ_{b}[31]
In the previous expressions, the term ρ is the socalled correlation coefficient, which can be calculated from the modulation index h
Therefore, to calculate the bit error probability, P_{b}, for transmissions with the basic rate of BT, we just have to consider that the modulation index h is in the range [0.280.35]. In any case, this computation neglects the effect of the InterSymbol Interference (ISI) which is introduced by the Gaussian filter implemented by GFSK.
3.2. π/4DQPSK modulation
As it refers to the performance of the radio receptor, π/4DQPSK (Differential Quaternary PSK) modulation has an identical behavior to DQPSK (4DPSK) for an ideal lineal AWGN channel [32]. Thus, for π/4DQPSK, the symbol error probability, P_{s}, can be approximated [32] as
The π/4DQPSK constellation defines four different symbols (M = 4), so that 2 bits are codified per symbol. On the other hand, once the value of M is known, P_{b} and γ_{s} can be easily derived from P_{s} and γ_{b} by applying Equations (6) and (5), respectively. So, we have that the expression for the calculus of P_{b} under π/4DQPSK is
3.3. 8DPSK modulation
In this case, Equation (14) also permits to calculate the bit error probability, P_{b}, if M is set to 8 (as 8DPSK codifies log_{2}8 = 3 bits per symbol). However, as it is remarked in [31], the exact computation of this formula for P_{b} under MDPSK becomes very complex for values of M higher than 2. Authors of [32] provide an upper bound for the value of P_{s} which can be computed as
From this expression and Equation (6), P_{b} can easily be derived.
4. Empirical evaluation of the model
4.1. Description of the employed testbed
In order to empirically evaluate the accuracy of the abovepresented theoretical models as well as the impact of the noise on the bit errors experienced by actual BT transmissions, we deployed the testbed shown in Figure 1. Aiming at emulating the Gaussian channel in a fully controlled environment, we construct a scenario where the transmissions between two BT devices are uniquely affected by two externally tunable parameters: an attenuation factor and an additive Gaussian white noise. For this purpose, the testbed introduces a signal attenuator and a noise generator between the two BT interfaces (acting as the BT master and slave, respectively). To avoid any external interference, all the connections between the utilized devices are performed through coaxial cables with SMA connectors. The attenuation introduced by the cables and the connectors is proved to be less than 0.5 dB.
The following sections describe the characteristics of these elements of the measurement system, which has been depicted in Figure 2.
4.1.1. BT devices
The deployed testbed utilizes two BT development boards from Bluegiga vendor [33]. In particular, these boards are those included in the EKWT11E development kit [34], which also incorporates a Serial Peripheral Interface (SPI) programming interface. Each board integrates a WT11E BT module with the Bluecore4 chipset from CSR (the most popular manufacturer of BT technology). These class1 modules incorporate a flash memory that permits to modify the module firmware. Thus, by using the SPI interface, the original firmware from Bluegiga in the modules was updated with a CSR firmware version fully compatible with the BT 2.0+EDR specification. More precisely this version employs:

HCI Version: 2.0 (0x3) and revision: 0xafa

LM Version: 2.0 (0x3) and subversion: 0xafa
4.1.2. Signal attenuator
In order to simulate the attenuation introduced by the radio propagation in the 2.4GHz ISM band between the transmitter and the receiver, we utilize two adjustable microwave attenuators (the 8494B [35] and 8496B [36] models from Agilent). These manual step attenuators are able to operate from 0 to 18 GHz. The 8494B model provides a calibrated attenuation level from 0 to 11 dB with an attenuation step of 1 dB. Similarly, the range and attenuation step of the 8496B model are [0110 dB] and 10 dB, respectively. As depicted in Figure 1, the two devices are coupled in series and connected with the SMA antenna connector of the transmitting BT board. Thus, a global adjustable signal attenuation of up to 121 dB with a resolution of 1 dB can be achieved.
4.1.3. Noise generator
The White Gaussian noise is introduced by a NoiseCom NC6124A Noise Generator by [37]. This model injects a white noise with a power level of 10 dBm in the 24 GHz band. The equipment integrates an attenuator which can reduce the noise power up to 10 dB with 1 dB steps. The noise is added to the BT signal by a combiner also included in the generator.
4.2. Measurements of the SNR and the BER at the receptor
BER has been measured using the test capabilities of the RF layer implemented in the utilized BT modules. Under the test mode [1, 2], the RF subsystem module is configured to estimate a set of quality and performance parameters (including the BER) defined by the BT specification for the RF layer. In particular, we have employed BlueTest, an application provided by CSR which allows to set up this test mode in modules incorporating CSR chipsets.
The programmed test mode in the Bluegiga devices estimates the BER after the emission of a series of 339byte packets. Packets are emitted at a rate of 200 packets per second (with a constant time of 5 ms between consecutive packets). These probe packets contain a predefined Pseudorandom bit sequence (specified in [38] as PRBS9 payload pattern) so that errors can easily be detected at the receptor. This PRBS9 sequence (which is generated from a feedback 9stage shift register) is conceived to run performance tests on digital transmission equipments. The test program actually calculates the residual BER, i.e., after decoding and applying Forward Error Correction (FEC) to the received data. Thus, for the tests, DH5type packets are employed as the data in the payload of these 5slot packets are not FEC encoded.
Besides, aiming at estimating the actual SNR, an N9010A spectrum analyzer from Agilent Technologies [39] has been utilized to measure the actual power densities of the noise and the signal at the BT receptor.
BT technology optionally enables the use of an adaptive transmission power control system. Based on the feedback messages describing the receiver signal strength, this control allows the emitter to regulate the transmission power so that the power at the receptor always keeps in a preset range (the "golden receive power range"). In our experiments, in order to ensure that the emitting power does not vary during the transmissions, the signal attenuation is set to a certain constant value (45 dB). This attenuation guarantees that the signal power at the reception remains within a range ([40, 60] dBm for the BlueCore4 chipset) where the receptor disables the automatic gain control and consequently no feedback to the transmitter is executed to modify the transmitting power. With this value of the signal attenuation, from the power measurements obtained with the spectrum analyzer, we can deduce that

The noise density level in the input of the receptor (if no attenuation is selected in the generator) is 109.1 dBm/Hz, with a deviation of less than 1 dB for the whole operation bandwidth.

The signal density level at the receptor varies from 101.7 to 102.6 dBm/Hz, depending on the RF channel utilized by BT. In our analysis, we consider the average value of 102.15 dBm/Hz.
From these two values of the received power density of the noise and the signal, we have that the SNR at the reception point is 6.95 dB for zero noise attenuation. By increasing the adjustable attenuation in the noise generator, we can evaluate the BER for different SNR scenarios.
4.3. Analysis of the obtained results
In this section, we evaluate the accuracy of the analytical models presented in Section 3 to fit the BER that is obtained in the empirical testbed for different values of the SNR.
The measured values of the BER, for a constant signal attenuation (45 dB) and different levels of noise attenuation, are tabulated in Table 2 for the three studied modulations (GFSK, π/4DQPSK, and 8DPSK). Note that the table does not show some results obtained with the π/4DQPSK modulation and high noise attenuation, due to the difficulty of measuring a stable value of the BER when this parameter is very low. Similarly, the results for the 8DPSK modulation are not represented when noise induces so many losses in the BT connections that they become unviable.
Figures 3, 4, and 5 compare these empirical results with those computed with the analytical models when the same values of the SNR ratio (expressed in terms of γ_{b}) are utilized as the input variable of the corresponding equations. In particular, Figure 3 depicts the results obtained for the GFSK modulation employed by the BT basic rate of 1Mbps. The graphs include the values of the BER measured in the testbed when the basic mode is selected in the transmitter, as well the BER calculated by the analytical model (defined by Equation 8) for three different modulation indexes (h): h = 0.28, h = 0.30, and h = 0.35. Results show that for high values of the SNR (i.e., those above 14 dB), the measured vales are clearly higher than those computed analytically. This divergence could be explained by the fact that the analytical model does not take into consideration the secondorder effects, such as the ISI introduced by the Gaussian filter employed by the GFSK modulator. Unfortunately, it is not possible to analytically characterize the ISI without taking into consideration the utilized demodulation technique and its specific hardware implementation in the BT interfaces. The particular characteristics of these elements are unknown in the actual testbed, as the vendors do not offer a detailed description of their modulator/demodulator modules. Nevertheless, from the results, it is inferred that ISI only (slightly) increases the BER in scenarios with low noise (and low BER). In any case, the impact of this low BER on the actual performance of the BT transmissions is negligible. In fact, for a value of the SNR above 14.95 dB (obtained in the testbed with a noise attenuation of 8 dB), the erroneous packets and, consequently, the increase of the delay provoked by packet retransmissions are practically undetectable. To show this, Figure 6 represents the mean delay experienced by the data at the user layer when they are transmitted by a BT connection using the Serial Port Profile. The figure compares this mean delay (for different data sizes) obtained in the testbed in ideal conditions (when no noise is added) and for an SNR of 14.95 dB. The graphs (which are indistinguishable) clearly indicate that an SNR above a certain level has no practical consequences on the behavior of BT transmissions. Thus, an exact characterization of the relationship between the BER and the SNR when the SNR is above this level could not be necessary.
Conversely, for SNR values lower than 10 dB (and high values of the BER), the measured BER is always slightly below the analytical estimations, even for the highest modulation index (h = 0.35). This can be justified by the fact that the estimation of the empirical BER only computes the errors existing in packets that have properly been received (and corrected). Therefore, it does not consider the errors included in those packets that have been lost because of the high noise level. Nevertheless, this underestimation of the BER can be again disregarded as, in an actual scenario, such a magnitude of the BER would provoke the loss of the BT connection. Consequently, the transmission conditions render BT transmission virtually infeasible for this range of the SNR (in fact, performed tests show that the analysis of the packet delay cannot be properly executed because of the high probability of a connection loss).
The graphs in Figures 4 and 5 show the results obtained when the experiments are repeated with π/4DQPSK and 8DPSK modulations, respectively. In the first case, we use the theoretical model defined by Equation (14) for π/4DQPSK modulation, where M is given a value of 4 (M = 4). For 8DPSK modulation (which uses a constellation of eight symbols), Equation (15) is employed with M = 8.
Under 8DPSK modulation, transmissions with a BER over 0.1 are not feasible (due to the excessive number of packet retransmissions and the losses of connections that errors provoke). Figure 5 shows that the analytical model performs an accurate adjustment of the BER in the range [0.1, 0.01].
For 4DQPSK, which is a more robust modulation, tests with a BER greater than 0.1 are possible. In this case, Figure 4 illustrates that the model fits the experimental BER up to values of 0.001 more adequately.
The mismatch of the models for the scenarios with low noise (high values of γ_{b}) can be explained again by the effects of the ISI as well as by limitations and inaccuracies of the hardware of the phase detector in the demodulator. The nonidealities of the phase detector may degrade the performance of the demodulator. Certainly, the theoretical model computes an upper bound of the BER but assuming ideal modulators/demodulators. That is the reason why the model (for 4DQPSK and 8DPSK modulations) outperforms the measurements.
As a perfect synchronization is not achievable with actual hardware devices, the BER is underestimated by the model, especially in scenarios with high SNR (and low BER). On the other hand, the practical impact of BER under 0.001 on the performance of BT is shown to be negligible. Thus, we consider that a particularized model of the specific behavior of the employed modulator/demodulator is not required to evaluate the performance of BT in noisy environments.
5. Conclusions
Basing on existing analytical studies, the article has presented a model aimed at characterizing the BER of BT 2.x+EDR transmission. Following the common assumption of an AWGN channel, the presented formulas allow to calculate the BER as a function of the SNR. The formulas are particularized for the three different modulations (GFSK, π/4DQPSK, and 8DPSK) employed by BT 2.x+EDR.
The accuracy of the analytical model has been thoroughly evaluated in a real testbed implementing wired transmissions of commercial BT interfaces. The testbed included two signal attenuators and a calibrated generator of white noise, which is added to the BT signal through a combiner. By regulating both the transmission power of the emitting devices (which has been characterized in a spectrum analyzer) and the noise level at the noise generator, different noise conditions in the channel were emulated. For the different values of the induced SNR, the BER of the actual transmissions is measured by the systematic emission of probe BT packets.
Measurements show that, for the three modulations, analytical models reasonably approximate the actual behavior of BT communications for BERs higher than 10^{3}. On the other hand, actual BER is underestimated as SNR increases most probably because models do not consider ISI introduced by the Gaussian filter. However, the analysis of the packet delay reveals that this inaccuracy of the model could be neglected for most practical purposes. This is due to the fact that, in scenarios with a BER lower that 10^{3}, packet delay remains almost unaffected with respect to the ideal case where no packet has to be retransmitted.
Consequently, the presented analytical model (based on the related literature) can be utilized to predict the feasibility of networking applications based on BT 2.x+EDR as a function of the power of the environmental noise.
Abbreviations
 AWGN:

additive white Gaussian noise
 BER:

bit error rate
 BT:

bluetooth
 DPSK:

differential phase shift keying
 DQPSK:

differential quaternary phase shift keying
 EDR:

enhanced data rates
 FEC:

forward error correction
 FSK:

frequency shift keying
 GFSK:

Gaussian frequency shift keying
 LM:

link manager
 LS:

least squares
 ML:

maximum likelihood
 SNR:

signaltonoise ratio
 SPI:

serial peripheral interface.
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Acknowledgements
This study was supported by the Project No. TEC200913763C0201.
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Luque, J.R., Morón, M.J. & Casilari, E. Analytical and empirical evaluation of the impact of Gaussian noise on the modulations employed by Bluetooth Enhanced Data Rates. J Wireless Com Network 2012, 94 (2012). https://doi.org/10.1186/16871499201294
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Keywords
 Bluetooth
 bit error rate
 modulation
 white noise