- Open Access
Joint routing and scheduling in multi-channel capillary machine-to-machine networks
© Shon et al.; licensee Springer. 2013
- Received: 26 January 2013
- Accepted: 22 April 2013
- Published: 10 May 2013
In recent times, machine-to-machine (M2M) communication is considered the most promising solution for revolutionizing future intelligent pervasive applications. The capillary M2M network is a key component of the M2M system, and it should support a data rate that is sufficient to accommodate various vertical applications with limited resources of end devices. This paper presents a joint routing and scheduling (JRS) framework for a capillary M2M network. To achieve the conflicting goals of maximizing network performance and conserving energy, the JRS framework is designed with an integrated concept of routing and transmission scheduling, which provides time division multiple access (TDMA)-based transmission scheduling based on the established routing path of data. Moreover, to extend the number of available transmission frames and enhance network performance, JRS uses the multi-channel communication approach. Experimental results of the prototype implementation demonstrate that JRS outperforms conventional schemes, even under heavy traffic conditions.
- Capillary machine-to-machine
- Prototype implementation
- Transmission scheduling
In recent times, machine-to-machine (M2M) communication has emerged as a cutting-edge technology for next-generation communication, and it is considered the most promising solution for revolutionizing future intelligent pervasive applications [1–6]. Wireless M2M communication is a form of data transfer that facilitates direct communication among machines with little or no human intervention. Recently, considerable effort has been put into M2M standardization [7, 8]. For example, the European Telecommunications Standards Institute has launched the M2M Technical Committee with the purpose of developing an end-to-end architecture for M2M communications  in which the capillary M2M network is considered a key component of the M2M system. A capillary M2M network is a generic term that refers to any network technology that provides physical and medium access control (MAC) layer connectivity between various M2M devices connected to the same capillary M2M network or that allows an M2M device to gain access to a public network via a router or a gateway. In , it is also referred to as an M2M area network.
Capillary M2M networks should support a data rate that is sufficient to accommodate various kinds of vertical applications with the limited resources of end devices. In other words, to deliver various kinds and sizes of M2M data effectively, capillary M2M networks must be able to both maximize the network throughput and conserve energy. Here, we discuss several issues that need to be considered in the design of a capillary M2M software framework to meet the above requirements.
The first issue pertains to the MAC protocol, which plays a key role in determining the network throughput, delay, power consumption, etc. A large number of MAC protocols have been proposed for sensor networks and personal area networks, with energy efficiency as the primary design criterion. The most common of these protocols are the contention-based carrier sense multiple access (CSMA) scheme [11–17] and the schedule-based time division multiple access (TDMA) scheme [18–20]. CSMA is the natural solution because of its simplicity and flexibility. With the CSMA-based MAC protocol, individual devices in a network can decide how and when to access the radio medium without any time synchronization or topology information. However, their performance can be significantly degraded in situations of high contention because of the high overhead accrued for resolving collisions. In addition, overhearing and idle listening also affect energy consumption. In contrast, TDMA utilizes time synchronization among neighboring devices to achieve collision-free transmission by assigning unique transmission time slots to individual devices. TDMA can generally achieve higher network throughput in situations of high contention, as well as energy efficiency. However, scheduling the time slots is notoriously difficult to achieve in a distributed fashion, and strict synchronization is also required. In addition, TDMA often suffers from inefficiency in low contention situations, because a device can transmit only during its scheduled time slots. Hu et al.  reported that while CSMA suffers from inefficiency in high contention situations, TDMA operates in a converse manner. Therefore, the strengths of both types of MAC protocols must be combined while offsetting their shortcomings.
The second issue concerns the routing path of data from end devices to an M2M gateway. Network design has traditionally followed the principle of layering. Previous work in this area has focused largely on the design of link-level protocols [22–28], and some previous papers address routing for such a network [29, 30]. However, the formation of the network topology affects the operation of the MAC protocol, which in turn, significantly affects the performance factors, such as network throughput and energy consumption. Thus, the network layer must be designed to include a routing protocol in conjunction with diverse MAC-related scheduling.
In this paper, we propose a joint routing and scheduling (JRS) architecture in a capillary M2M network that seeks to address all the aforementioned issues. The contributions of our work are twofold. First, we designed the JRS architecture with the following attractive features: (1) The CSMA-TDMA hybrid MAC approach combines the strengths of both types of MAC protocols while offsetting their shortcomings. CSMA-TDMA hybrid MAC features scalability and robustness using CSMA/collision avoidance and provides considerable guaranteed and collision-free transmission of critical data using TDMA. (2) Integrated routing and MAC scheduling minimizes the protocol overhead. JRS organizes the multi-hop tree network through a route management procedure and assigns the subframe to each end device in a distributed manner. (3) Multi-channel communication extends the number of subframes and enhances network performance. Second, we provide an actual implementation and build a prototype employing the proposed framework, for the proof-of-concept and performance evaluations. Most of the aforementioned network protocols for capillary M2M networks have been evaluated only through simulation experiments. To validate the practicality and feasibility of the proposed framework, we implemented JRS in the TinyOS 2.0 operating system  and compared it with the ZigBee solution using self-developed hardware prototype devices. We show that JRS outperforms ZigBee in terms of the average packet reception rate, average per-hop latency, and energy efficiency.
The remainder of this paper is organized as follows: in JRS network architecture, we present the overall JRS network architecture. JRS operation describes the operation of JRS. Prototype implementation details a practical implementation through which we evaluate the JRS framework through extensive experiments. We conclude the paper in the ‘Conclusion’ section.
The RM block has three main functions: first, route advertisement is for exchanging route information among the devices. Using this function, the devices can discover their neighbors. Second, join is for selecting a parent device and requesting to join it. Finally, slot allocation is for assigning a TDMA slot within the subframe to the children. Slot allocation is performed when a device receives a join request (JREQ) from a child candidate device. The SFM block has two main functions: subframe advertisement is for exchanging the subframe information among the devices, by which each device can maintain channel occupancy status of its neighbors within the interference range. Subframe collision resolution is for avoiding the selection of a duplicate subframe. When two or more devices within interference range select the same subframe, this function is performed. The JRR block has two main functions: neighbor discovery is for collecting the neighbor's information using a HELLO message when the device is newly turned on or detects a link error. Link status detection is for detecting the occurrence of a link failure. The RMH block is for classifying and processing received packets. According to the kind of packet received, RMH calls the appropriate function. In addition, the JRS subsystem maintains multiple data structures, namely JRS information base (JRSIB), which includes a routing table, a subframe table, and a child table. The aforementioned function blocks interact with these tables. In the following sections, we present detailed descriptions of each block.
In this paper, we focus on the development and implementation of the unattended environmental monitoring M2M system, in which the end device has a stringent energy requirement. Consequently, in order to maximize the lifetime of the capillary M2M network, we use TDMA-based on/off scheduling as a baseline MAC scheme. Moreover, to enhance network performance and avoid collisions in the neighboring area, we also consider the use of multi-channel communication. As a network starts up, JRS first sets up the tree shape of routes and allocates channels and time slots needed for TDMA-based operation, using CSMA. After completing these procedures, all the devices in the network operate in TDMA mode according to their fixed schedules at the exact time. JRS basically performs the route setup and the subframe allocation. In addition, it provides the joining-support functionality for newly turned-on devices en route. JRS also performs route recovery when a route failure is detected. Assuming that the clocks of all the network devices are synchronized exactly (i.e., every device has to maintain the same timer), the M2M gateway starts the route setup procedure.
If the status of network becomes stable (i.e., the route and the subframe of each device do not change) during the setup phase, the devices in the network have to operate in TDMA mode according to the predefined active/sleep schedule (TDMA-based on/off phase). In other words, the communication schedule of all the devices including transmit, receive, and sleep is fixed. In the TDMA region, the time is divided into a large period T, and the period, T, is further divided into N small periods, as shown in Figure 2. This small period, T/N, is the unit of the subframe used by each device.
As mentioned earlier, JRS maintains the four function blocks (RM, SFM, JRR, and RMH) for which various JRS control messages are exchanged among the devices. These control messages include the following: route advertisement (RADV), JREQ, join confirm (JCNF), channel advertisement (CADV), HELLO, route information request (RREQ), and route and subframe information request (RSREQ).
3.1 Route management
To set up the shortest path to the gateway, each device in the network waits until the routing table entries become stable as this procedure is repeated. After the routing table stabilizes, the device runs join and slot allocation procedures by sending the JOIN message to the parent. When the parent receives this message, it registers a corresponding device to its child table and responds with the JCNF message. Through the JCNF message, the child device is evenly assigned with time slots within a subframe to exchange data. The time slot structure within a subframe is described in the next subsection.
3.2 Subframe management
Each device in the network maintains its own subframe table, whose entries include the device ID, subframe information (i.e., a pair of frequency index and time index), hop count, and sequence number of each device within the interference range. Each device in the network randomly selects its own subframe among the selectable subframes and then broadcasts the CADV message by one hop, periodically, which includes the subframe table information. Whenever a device receives a CADV message, the device updates its subframe table. At this time, the device checks whether its subframe has been duplicated in another device. If it has been duplicated, the device with the larger ID value reselects its subframe, except for the duplicated one. This procedure continues until the subframe table of the device becomes stable. If all the entries of the subframe table do not change during a certain period of time, the device permanently sets the subframe. In the subsequent TDMA-based on/off phase, a device uses this subframe to communicate with its child devices. To communicate with its parent, a device uses its parent's subframe. Thus, a device should not have the same time index as its parent so that it can communicate with both its parent and its children.
3.3 Join and route recovery
When a new device is turned on initially, it waits for a HELLO message from neighbors. As shown in Figure 4, every device has FREE duration in its subframe. Note that the device has to operate in CSMA mode at the common physical channel and maintain active status in FREE duration. The device broadcasts a HELLO message by one hop in every FREE duration (i.e., a HELLO message is broadcasted periodically).
When the new device receives the HELLO message from a neighbor, the new device responds with the RSREQ message to ask for the route and subframe information. When the neighbor device receives the RSREQ from the new device, the neighbor device has to respond with the message including the route and subframe information. As a result, the new device is able to obtain the neighbor's route and subframe information and update its routing/subframe tables. Upon receiving a HELLO message, the new device can obtain its neighbor's channel and route information using this procedure. After all the table entries of the new node become stable, the joining procedure of route management is performed. Likewise, the subframe management procedure can be also performed.
The route recovery procedure is the same as the join case. If a link failure notification from a lower layer arrives, the device detects a transmission error and operates like a new node. However, in this case, because the device already knows its neighbor's subframe occupation state, it requests only the route information with the RREQ message, except for the subframe information.
60 × 32 (mm 2 )
MSP430FG4618 (Texas Instruments)
116 KB of flash memory
8 KB of SRAM
12-bit A/D, D/A converter
CC2420 (Texas Instruments)
2400 to approximately 2483.5 (MHz)
Transmit data rate
250 Kbps (Max.)
28 mA @ RF mode
470 μA @ Idle mode
1.5-V Alkaline battery (×2) (AA Size)
30-Pin connectors for sensor board
4.2 Experiment and performance evaluation
For the purpose of comparison, we also implemented a tree routing of ZigBee  and unslotted CSMA MAC in TinyOS 2.0 on our mote device. We evaluated the performance in terms of the following three metrics: the average packet reception rate, average per-hop delivery latency, and energy efficiency. For fair comparison in the experiments of the packet reception rate and the per-hop delivery latency, we did not use the CSMA duty cycling; that is, all the devices operate in always-on status. In the experiments, we constructed a network topology consisting of 15 devices (Figure 7), in which all the devices except for the M2M gateway are data sources and the packets of 127 bytes are sent toward the predesignated M2M gateway. We controlled the packet generation rate (i.e., packets per device per second) to vary the traffic load in the network. We repeated each experiment 20 times to collect enough data for statistical confidence.
Energy efficiency comparisons
Packet generation rate
Data rate (Kbps)
Current consumption (mA)
Reduction rate (%)
CSMA duty cycling (10%)
JRS framework (1.5 packets/s)
CSMA duty cycling (20%)
JRS framework (3 packets/s)
In the existing CSMA duty-cycling approach, each device in the network has to wait for back-off time before transmitting its pending packets to avoid collision with neighbor devices. Moreover, the transceiver of each device has to maintain active status during the fixed portion of the beacon interval according to the predefined duty-cycling rate. This approach causes an increase in latency under heavy traffic conditions and suffers from unnecessary energy waste caused by the relatively long active duration under light traffic conditions. On the other hand, in the proposed framework, the transceiver of each device remains active only when it has pending packets or is receiving data. In addition, there is no additional delay by the random back-off. In other words, the proposed framework could be an optimal solution to extend network lifetime under various traffic conditions.
JRS is a joint routing and scheduling framework for capillary M2M networks. To achieve the conflicting goals of maximizing network performance and conserving energy, JRS has the following important features: (1) CSMA-TDMA hybrid MAC approach to combine the strengths of both types of MAC protocols while offsetting their shortcomings; (2) integrated routing and MAC scheduling to minimize the protocol overhead, for which JRS organizes the multi-hop tree network through a route management procedure and assigns the subframe to each end device in a distributed manner; and (3) multi-channel communication to extend the number of subframes and enhance network performance. Experimental results with the prototype implementation demonstrate that JRS outperforms conventional schemes, even under heavy traffic conditions.
TS received his Ph.D. degree in Information Security from Korea University, Seoul, Korea and his M.S. and B.S. degrees in Computer Engineering from Ajou University, Suwon, Korea. From August 2005 to February 2011, he was with the Samsung Electronics of Korea. Since 2011, he has been a professor at the Division of Information and Computer Engineering, Ajou University, Suwon, Korea. His research interests include convergence platform security, mobile cloud computing security, mobile/wireless network security, WPAN/WSN security, anomaly detection algorithms, and machine learning applications.
HHC received his B.S., M.S., and Ph.D. degrees in Computer Science and Engineering from Sogang University, Seoul, Korea in 1994, 1996, and 2005, respectively. From 2005 to 2008, he was with the Samsung Electronics of Korea. Since 2009, he has been a professor at the Department of Computer Science, Inha Technical College, Incheon, Korea. His research interests include wireless sensor network, ubiquitous computing, and wireless mesh routing protocol.
EJK received his B.S., M.S., and Ph.D. degrees in Electronics and Computer Engineering from Korea University, Seoul, Korea in 2004, 2006, and 2013, respectively. From September 2005 to December 2005, he was with the Next Generation Wireless Communication (NGWC) Lab., Intel Korea R&D Center at Intel Corporation. From February 2006 to July 2009, he was with the Digital Media & Communications (DMC) R&D Center at Samsung Electronics Co., Ltd. of Korea. Since August 2009, he has been with the Advanced Institute of Technology at KT Corporation, where he is currently a senior researcher. His research interests include wireless/mobile networks with an emphasis on QoS guarantee and adaptation, wireless sensor networks, wireless LAN/MAN/PAN, next-generation mobile networks, and machine-to-machine communications.
This research was supported by Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education, Science and Technology (no. 2012R1A1A1010667).
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