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# Collaborative reception technique in wireless sensor networks using adaptive antennas

*EURASIP Journal on Wireless Communications and Networking*
**volume 2014**, Article number: 225 (2014)

## Abstract

This work describes a new collaborative reception strategy designed to improve the performance and transmission capacity of the nodes of a wireless sensor network. The technique involves the use of a linear array of adaptive antennas, consisting of a set of sensors that operate in a collaborative manner as an adaptive spatial processor. It can be characterized as a single-input multiple-output (SIMO) system and exploits the spatial diversity of the sensors, which significantly improves performance in terms of energy consumption and transmission capacity. The principles of the proposed scheme are presented, together with bit error rate (BER) performance curves. The advantage of the technique is that it enables several sensors to transmit at very low powers, hence reducing energy consumption.

## 1 Introduction

The signals in wireless digital communication systems can be corrupted by various factors, especially thermal noise and multipath, resulting in frequency-selective fading. The thermal noise, modeled using random variables with known probability distributions, can be effectively minimized using channel encoders that employ redundancy symbols to reconstruct the transmitted signal. Multipaths are mainly responsible for the appearance of intersymbol interference (ISI). This effect is characterized by the superimposition of symbols from a single source in the time domain. The ISI limits channel capacity and is one of the main problems in wireless communication systems [1, 2]. Various devices can be used in the reception process in order to minimize the effects of ISI, among which are spatial processors whose purpose is to eliminate undesired paths in order to recover the transmitted signal [3, 4].

In a wireless sensor network (WSN), the sensors are highly limited in terms of processing ability, memory, and power, which hinders the use of sophisticated techniques in the reception process. However, a WSN permits the use of collaborative methods that are able to combine information among the network nodes. This work therefore proposes a collaborative reception technique that utilizes the spatial diversity of several sensors to produce an array of collaborative antennas that re-transmit the information (with diversity) to a single node that employs an adaptive spatial processor. This proposal offers an alternative for the deployment of an array of adaptive antennas without the need to construct devices with multiple antennas, hence improving transmission capacity and minimizing energy consumption.

The remainder of this work is organized as follows: Section 2 presents an overview of previous work related to collaborative transmission and reception techniques concerning the spatial diversity of nodes in sensor networks. Section 3 describes a mathematical model of a multipath communication channel. A brief description of adaptive antennas is given in Section 4. Section 5 presents the proposal for diverse collaborative transmission. Section 6 presents the energy consumption analysis. Simulation results are provided in Section 7, and Section 8 summarizes the main findings and suggests future directions.

## 2 Related work

A number of investigations have studied the use of spatial diversity as a means of improving transmission capacity in WSNs. The method described in [5] employed a receiver with a circular array of antennas to increase the gain of transmission from the nodes of a sensor network. Despite not being collaborative, the scheme involved spatial diversity, and there were benefits in terms of gain. However, construction of the sensors required the use of four reception antennas, which is a limitation for a wireless sensor network whose devices have size limitations. An important point is that in transmission schemes with spatial diversity and adaptive antennas, the gain in capacity is proportional to the number of antennas [3].

The work described in [6–9] presented a collaborative space-time block coded (STBC) technique [10, 11] in which the sensors formed a multiple-input and multiple-output virtual system (V-MIMO). The 2×2 V-MIMO provided an energy saving of around 90*%* when compared with a conventional single-input and single-output (SISO) system. An interesting point of the work was that it considered the correlation between the sensor data, which is a key aspect in development of V-MIMO systems. This paper considers flat-fading channel for long-haul communications and additive white Gaussian noise (AWGN) channel for local communications. A limitation was that the devices were assumed to have *a priori* knowledge of the communication channel.

Also employing STBC, the work described in [12] presents a study of cooperative SBTC utilizing the low-energy adaptive clustering hierarchy protocol (LEACH). This protocol is widely used in WSN, and the paper compares the energy efficiency of cooperative SBTC with and without LEACH. A channel model with flat fading was used in all the simulations and results.

In [13], a collaborative transmission scheme was presented that utilized the adaptive modulation technique in which each sensor (known as the user) transmitted its own information and re-transmitted that of the collaborators, using different modulation schemes. This could be characterized as a multiple-input and single-output (MISO) system and resulted in improved gain due to diversity [11]. The system assumed that the transmission channels were known and that they did not exhibit selective fading (assuming that all channels experience flat frequency and slow fading).

Collaborative transmission utilizing coded orthogonal frequency division multiplex (COFDM) [2] was presented in [14], where a source sensor transmitted its data to a group of repeater sensors that re-transmitted the signal collaboratively to another receptor sensor, forming a virtual COFDM system transmitting the same information in all the carriers. This system also exploited the spatial diversity of the sensors; however, it was assumed that the time delay for transmission between the re-transmitters and the receptor sensor was greater than the largest channel delay. This condition implies the existence of large overhead (long guard time intervals) for extremely severe channel conditions. This study also assumes that all channels are flat fading.

The work presented in [15], employing the same V-MIMO approach described in [6] and [9], studied techniques for channel encoding and its implications in V-MIMO systems. Frequency-flat Rayleigh fading channels and perfectly synchronized (transmission/reception) wireless sensor nodes are assumed.

A proposal with arrays of adaptive antennas applied to WSN and operating in a collaborative manner can be found in [16]. This work discusses and analyzes the collaborative use of intelligent antennas, although no details are provided concerning the implementation or the operational results. Other papers presented in [17, 18] introduce the concept of virtual antenna array in STBC system.

## 3 Characterization of the communication channel

The basic structure of a transmitter is shown in Figure 1, where a source of information generates complex symbols, *a(n)*, belonging to an alphabet of *M* possible symbols (or modulation order). The symbols are transmitted during periods of *T*_{
s
} seconds, with each symbol being represented by words of *b* bits, where *M*=2^{b}. *T*_{
s
} is the period of sampling of the symbols, or symbol interval. The complex signals, *a(n)*, are expressed by

where *a*^{I}(*n*) and *a*^{Q}(*n*) are the components of the phase and quadrature comprising the signal to be transmitted, respectively. The discrete symbols *a(n)* are converted to analog by a digital-to-analog converter (DAC), and in some cases, when working with other frequency-multiplexed signals, the signal is shifted to a *k* th intermediate frequency, *f*_{
k
}. After this step, the signal *a(t)* is processed by the radio frequency (RF) circuit, which in addition to other functions converts it to its operating frequency (also known as the carrier), *f*_{c}. Finally, a signal is transmitted that can be expressed by

The symbols *a(t)* are transmitted by means of a channel with impulse response, *h(t)*, subject to multipath channel and AWGN, *r(t)*, as illustrated in Figure 2. The sum of the channel output and the AWGN is expressed by

where *L* is the number of channel paths and the second term in the equation is the ISI.

## 4 Adaptive antennas

The antennas are usually arrayed in the form of a vector of linearly equally spaced (LES) elements that direct the gain of the antenna in certain directions while nulling others. The maximum number of nulls is given by *K*−1, where *K* is the number of elements in the array. The analysis is simplified here by assuming that the space between the antenna elements is *λ*/2 and that there is no mutual coupling between them [3, 4, 19, 20]. Figure 3 shows an LES array where the antenna elements are arranged along the *x*-axis, with spacing of *Δ* *x*. It is assumed that all the multipaths arrive at the array in the horizontal plane, with angle of arrival (AOA) of *θ* radians in relation to the *y*-axis orthogonal to the *x*-axis. Each *m* th element of the antenna array is weighted by a complex gain *w*_{
m
}, and the spacing *Δ* *x* should generally be greater than or equal to *λ*/2. The signal *y(t)* received by the *m* th antenna element is given by

where *β*=(2*π*)/*λ* and *v*(*θ*) are known as the signature of the signal on the *m* th antenna element. Rewriting Equation 4 and substituting *y(t)* by its expression in Equation 3 gives

where *r*_{
m
}(*t*) is the noise associated with each antenna element. The combined output of the signals of the *K* elements, $\stackrel{~}{a}(n)$, is represented by

It can be seen from Equation 6 that each *i* th path is weighted by its AOA, *θ*_{
i
}, and by its position in the spatial vector. This enables the spatial processor to distinguish and eliminate undesirable paths. Various algorithms exist that can be used to automatically adjust the weightings, *w*_{
m
}, and here, the technique governed by the least mean squares (LMS) algorithm [21, 22] was employed.

## 5 Collaborative linear array

Figure 4 shows the structure of the WSN with spatial diversity, in which *K* sensors linearly arranged in space can operate collaboratively as a linear array of antennas, as described in Section 4. There are three types of sensors in this scheme: the transmission sensor (TS) node, the re-transmission sensor (RTS) node, and the receiving sensor (RS) node.

The TS node generates the data source to be transmitted, the RTS node functions as an antenna element within the collaborative array and re-transmits the information received using a different carrier, and the RS node acts as the final antenna of the array of *K* elements and also implements the adaptive spatial processor to combine the signals received from the RTS nodes.

In the proposed method, the communication channels between the TS node and the RTS and RS nodes can be treated as having frequency-selective fading (due to the multipath). The communication between the RTS node and the RTS and RS nodes, is considered: AWGN channel with space propagation loss [6, 9, 14]. Meanwhile, it is important to note that in the case of the RTS, the minimum distance is *λ*/2, as described in Section 4.

Frequency-division multiplexing (FDM) between all the signals was utilized in order to minimize the interference between the signals of the collaborative array and at the same time simplify implementation of the RTS nodes. FDM [1, 2] ensures orthogonal channels between the signals, and its simplicity avoids the need for more complex circuits and elaborate schemes for frame synchronization between the RTS devices.

In the TS node (shown in Figure 1), the transmission signal *a(t)* shifted to an intermediate frequency *f*_{K−1} can be expressed by

This signal is then transmitted through channel *h(t)*, together with AWGN, and is subsequently received by the *K*−1 RTS and RS nodes by means of the signal *y*(*t*,*f*_{K−1}). Re-writing Equation 3, the signal *y*(*t*,*f*_{K−1}) can be characterized in terms of the intermediate frequency, *f*_{K−1}, resulting in the following expression:

Each *m* th RTS, shown in Figure 5, receives the signal *y*_{
m
}(*t*), which is characterized as

where *v*(*θ*) is the signature of the spatial position of the sensor, as shown in Equation 4, and *x*_{m−1}(*t*,*f*_{0→m−1}) is the signal transmitted by the previous RTS sensor.

The RTS processes the signal *y*_{
m
}(*t*) through an RF circuit, removing the carrier, *f*_{c}, and shifting the signal to its baseband. After this step, the signal *y*_{
m
}(*t*) is separated into two parts by the filters *F*_{0→m} and *F*_{K−1}. These are a low-pass filter with cut frequency of *m*×*B* (Hz) and a band-pass filter at frequency *f*_{
K
}−1, respectively. After passing through filter *F*_{K−1}, the signal *y*_{K−1} is shifted to frequency *f*_{
m
}, generating the signal *y*_{
m
}(*t*) that is then multiplexed with the signal exiting filter *F*_{0→m}, producing the signal *x*_{
m
}(*t*), expressed as

Finally, the RS node, illustrated in Figure 6, receives the signal *z(t)*, composed of all the frequency-multiplexed signals and expressed as

which can be re-written, substituting Equations 3 and 4, and expressed by

The received signal, *z*(*t*), is then filtered through a set of *K* band-pass filters, *F*_{0}…*F*_{
m
}…*F*_{K−1}, and then discretized, generating the signal *u*(*n*)_{
m
} described by

The output is combined by the spatial processor, resulting in the signal $\xe3(n)$, which is similar to that shown in Equation 6.

Adaptation of the gain employs two training modes, supervised and unsupervised. In the supervised mode, the error signal is given by

where *a*_{tr}(*n*) is the training sequence known beforehand. In the unsupervised mode, the decision-directed (DD) algorithm [2, 21] is used, and the error signal is given by

where $\xe2(n)$ is the estimate of the decision on the received signal.

## 6 Energy consumption computation

The total energy consumed per bit, ${E}_{\mathrm{b}}^{\text{CLA}}$, in the collaborative linear array (CLA) can be expressed as

where ${E}_{\mathrm{b}}^{\text{TS}}$, ${E}_{\mathrm{b}}^{\text{RTS}}$, and ${E}_{\mathrm{b}}^{\text{RS}}$ are the energies consumed per bit associated with node sensors of the types TS, RTS, and RS, respectively. The variables ${P}_{\mathrm{b}}^{\text{TS}}$, ${P}_{\mathrm{b}}^{\text{RTS}}$, and ${P}_{\mathrm{b}}^{\text{RS}}$ are the powers of each type of node sensor, and *R*_{eff} is the effective transmission rate characterized as

where *N*_{tr} is the percentage of symbols in a frame used for training, and *R*_{b} is the total transmission rate in bits per second (bps), expressed as *R*_{b}=*b*/*T*_{
s
}.

Based on the works presented in [7–9, 23, 24], the power required for TS node transmission can be expressed as

where *P* PATS and *P* CBTS are the power consumed by the power amplifier and by other circuit blocks associated with the TS node, respectively. The first term, *P* PATS, can be expressed as

where *α*^{TS}=*ξ*^{TS}/*η*^{TS}−1, in which ${\xi}^{\text{TS}}=3\frac{M-2\sqrt{M}+1}{M-1}$ is the drain efficiency of the RF power amplifier, *η*^{TS} is the peak-to-average ratio (PAR), and

where *d*^{TS} is the distance between the TS node and the RTS and RS nodes, *κ* is an integer between 2 and 4 (*κ*=2 corresponding to free space propagation), ${G}_{\text{tx}}^{\text{TS}}$ is the transmitter antenna gain, ${G}_{\text{rx}}^{\text{TS}}$ is the receiver antenna gain, ${M}_{l}^{\text{TS}}$ is the link margin compensating the hardware process variations and other additive background noise or interference, and ${N}_{f}^{\text{TS}}$ is the receiver noise figure, defined as ${N}_{f}^{\text{TS}}={N}_{r}^{\text{TS}}/{N}_{0}^{\text{TS}}$, where ${N}_{0}^{\text{TS}}$ is the single-sided thermal noise power spectral density (PSD) at room temperature, ${N}_{r}^{\text{TS}}$ is the PSD of the total effective noise at the receiver input, and ${\u0112}_{\mathrm{b}}^{\text{TS}}$ is the required energy per bit at the receiver for a given BER requirement [7, 23, 24]. The second term, ${P}_{\text{CB}}^{\text{TS}}$, can be expressed as

where ${P}_{\text{DAC}}^{\text{TS}}$, ${P}_{\text{mix}}^{\text{TS}}$, ${P}_{\text{filt}}^{\text{TS}}$ and ${P}_{\text{syn}}^{\text{TS}}$ are the power consumption values for the D/A converter (DAC), the mixer, the active filters (transmission), and the frequency synthesizer associated with the TS node, respectively.

Following the same reasoning as for the TS node, the power consumption of each *m* th RTS node can be expressed as

where

and

In the above expressions, ${P}_{\text{filr}}^{\text{RS}}$ and ${P}_{\text{LNA}}^{\text{RTS}}$ are the power consumption of the active filters (reception) and the low-noise amplifier (LNA), respectively. Finally, the power consumed by the RS node is given by

where ${P}_{\text{IFA}}^{\text{RS}}$ and ${P}_{\text{ADC}}^{\text{RS}}$ are the power consumption values for the intermedia frequency amplifier (IFA) and the A/D converter (ADC) associated with the RS node, respectively. The theoretical values of ${\u0112}_{\mathrm{b}}^{\text{TS}}$ and ${\u0112}_{\mathrm{b}}^{\text{RTS}}$ for AWGN channels among all the sensor nodes can be expressed by

This information is important because it establishes the lower bound of the CLA.

In the case of the SISO system, the power consumed can be described by

and for SISO QAM systems (with *b* even and Gray bit mapping), the values of ${\u0112}_{\mathit{\text{rmb}}}^{\text{TS}}$ in AWGN channels can be expressed as

where ${\stackrel{\u0304}{P}}_{\mathrm{b}}$ represents the average BER value.

## 7 Simulation results

Validation of the CLA, and evaluation of its performance and reliability in a wireless sensor network, was achieved by conducting simulations for 4-QAM, 16-QAM, and 64-QAM digital communication systems, without channel encoding, at a rate of *R*_{b}=10 kbps with a carrier frequency *f*_{c}=2.5 GHz. Curves were then plotted of BER as a function of *E*_{b}/*N*_{0}, which denotes the relation between bit energy and the spectral power density of the noise, as well as curves of the radiation pattern of the collaborative array. Also presented is a comparison of the energy consumption curves for the CLA and a SISO system. The evaluation considered two scenarios. The first was characterized by the use of AWGN channels between all the nodes: from TS to the RTS and RS nodes, between the RTS nodes, and between the *K*−1th RTS node and the RS node. The second scenario used a multipath channel between the TS node and all the RTS nodes and the RS node, and in the remainder, an AWGN channel was employed, as in the first scenario. The multipath channel was modeled using the expression

where the angle of arrival for each path was as shown in Table 1. All the other parameters used in the simulations are presented in Table 2[7–9, 23, 24].

### 7.1 First scenario: AWGN channel

The results of the simulations for the AWGN channel (Figures 7, 8, and 9) demonstrate the diversity gains provided by the proposed system, as well as the lower limits associated with each of the simulated communication systems. In this scenario, all the curves were obtained by simulation as well as by using Equation 29 for SISO AWGN.

Figure 7 shows the results for the 4-QAM system with 2, 4, and 6 sensors in the collaborative array, together with the theoretical curve for a conventional system with one antenna (SISO). From the BER curve, it can be seen that there was an increase in gain of approximately 2.5 dB for each addition of two nodes in the collaborative array, arriving at approximately 7.5 dB with six nodes. Figure 8 shows the results for the 16-QAM system using 4, 6, and 8 nodes, where there was also an increase in gain of around 2.5 dB, relative to the conventional system, for each addition of two sensors. Finally, Figure 9 shows the results for 6, 8, and 10 nodes associated with a 64-QAM system, with increases in gain of about 1 dB between the experiments. It is important to point out that depending on the density of sensors, a substantially greater quantity of nodes with antennas could be used, hence improving the capacity of the system by several decibels. Another point to be noted is that energy consumption by the receiver and transmitter could be considerably reduced by working at low values of *E*_{b}/*N*_{0}.

Figures 10, 11, and 12 show the energy consumed by the CLA, compared to the SISO system, as a function of the distance between the TS node and the RTS and RS nodes (*d*^{TS}), for the 4-QAM, 16-QAM, and 64-QAM systems, respectively. Figures 13, 14, and 15 show the energy saving achieved by the CLA, compared to the SISO system (defined as $\frac{{E}^{\text{SISO}}-{E}^{\text{CLA}}}{{E}^{\text{SISO}}}$) [8, 9]. These simulations considered curves for different quantities of nodes in the collaborative array (*K*>1), with two training sequence length situations (*N*_{tr}=10*%* and20*%*). The consumption curves were obtained using the value of *E*_{b} for a BER of 10^{−3} (in other words, *P*_{b}=10^{−3}).

For all the QAM systems simulated (*M*=4,16 and 64), it could be observed (see Figures 10, 11, and 12) that for *K*>1, there was a distance *d* where the energy consumption of the CLA was smaller than that of the SISO system, even using an overhead of *N*_{tr}=20*%*. Another interesting feature was that the greater the number of RTS nodes (or *K* value), the smaller was the consumption of the CLA, relative to the SISO. On the other hand, the distance at which the consumption was smallest increased. It was also found that the greater the level of modulation, the smaller was the distance at which the CLA consumed less energy, relative to the SISO. These features can also be seen in the energy saving curves (see Figures 13, 14, and 15), where the energy saving gain is proportional to the number of RTS nodes (or *K*).

### 7.2 Second scenario: multipath and AWGN channel

The *E*_{b}/*N*_{0} curves for the 4-QAM, 16-QAM, and 64-QAM system simulations employing the second scenario with the channel *h(t)* (see Equation 30) and AWGN are presented in Figures 16, 17, and 18, respectively. The curves obtained for the collaborative array radiation pattern are also shown for different numbers of nodes. For systems with one antenna, the performance limit for multipath channel is the BER curve for AWGN channels [1, 2]. Hence, it can be observed in Figures 16, 17, and 18 that depending on the number of nodes (antennas), the performance of the collaborative array was superior to the limiting condition for systems with one antenna, as expected for comparison between a SISO system and a MISO system [11].

In the case of the 4-QAM system (Figure 16), in which 4 or more collaborative nodes were employed, the performance of the system was higher relative to the theoretical SISO curve. This behavior was repeated for the other systems, with four nodes required for the 16-QAM system, and six nodes required for the 64-QAM system, although the findings cannot be generalized due to the dependence on the *h(t)* channel. On the other hand, it can be concluded that the greater the quantity of collaborative nodes, the better the performance relative to the conventional system.

Similar to the simulations for the AWGN channel, Figures 19, 20, and 21 show the energy consumed by the CLA, compared to the SISO system, as a function of the distance between the TS node and the RTS and RS nodes (*d*^{TS}), for the 4-QAM, 16-QAM, and 64-QAM systems, respectively. Figures 22, 23, and 24 show the energy economy achieved by the CLA, compared to the SISO system. These simulations also considered curves for different quantities of nodes in the collaborative array (*K*>1) and for two training sequence length situations (*N*_{tr}=10*%* and 20*%*). However, differently from the previous procedure, the values of *E*_{b} were obtained from simulations used to generate the BER curves (Figures 16, 17, and 18) for *P*_{b}=10^{−3}.

Based on the curves of *E*_{b}/*N*_{0} as a function of BER (Figures 16, 17, and 18), it was found that the value of *E*_{b} for *P*_{b}=10^{−3} was very close to the result obtained for the AWGN channel when the number of RTS nodes was greater than the number of multipaths (*K*−1>*L*), in other words, when the number of nulls was greater than the number of interferences. Hence, results equivalent to the AWGN channel can be obtained by increasing the number of RTS nodes. These findings can be confirmed from the energy consumption curves shown in Figures 19, 20, and 21, as well as from the energy saving curves shown in Figures 22, 23, and 24. The results indicate that for the channel simulated (see Equation 30), from *K*=6 (five RTS nodes), the consumption results were very similar to those obtained for the AWGN channel. This shows that it is viable to use the CLA for multipath channels. The results show that for a simple structure with only nine RTS nodes and one RS node (*K*=10), an energy saving of at least 50*%* can be achieved for all modulation levels.

Figure 25a,b,c shows radiation diagrams of the collaborative arrays for the 4-QAM, 16-QAM, and 64-QAM systems, using different configurations in terms of the number of nodes. In all cases, it can be seen that the collaborative array tries to eliminate the paths associated with the arrival angles (Table 1).

## 8 Conclusions

A new strategy was developed based on a collaborative scheme in order to implement a linear array of adaptive antennas for application in wireless sensor networks. Three types of sensor (TS, RTS, and RS) were employed to construct an architecture composed of different nodes working in collaboration, forming a linear array of adaptive antennas, with the aim of improving transmission capacity and reducing energy consumption. A multiplexation scheme was also proposed, together with device (sensor) structure, in order to create a system of low complexity at the level of processing and implementation. The proposed structure was submitted to simulation testing and compared with the conventional system to determine its performance using different transmission channel models. The results obtained strongly supported the possibility of using this scheme in sensor networks.

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Fernandes, M.A. Collaborative reception technique in wireless sensor networks using adaptive antennas.
*J Wireless Com Network* **2014, **225 (2014). https://doi.org/10.1186/1687-1499-2014-225

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### Keywords

- Adaptive antennas
- Collaborative reception
- Wireless sensor