Networkcoded primarysecondary cooperation in OFDMbased cognitive multicast networks
 Zhihui Liu^{1},
 Wenjun Xu^{1}Email author,
 Shengyu Li^{1} and
 Jiaru Lin^{1}
https://doi.org/10.1186/s1363801503675
© Liu et al.; licensee Springer. 2015
Received: 31 August 2014
Accepted: 17 April 2015
Published: 23 May 2015
Abstract
This paper investigates resource allocation for networkcoded primarysecondary cooperation in orthogonal frequency division multiplexing (OFDM)based cognitive multicast networks, in which cognitive radio (CR), network coding (NC), multicast, and OFDM are effectively combined toward the spectrum efficient fifth generation (5G) wireless communication systems. Different from the conventional onetoone/onetomore primarysecondary cooperation, the paper concentrates on twotoone primarysecondary cooperation, in which one secondary user (SU) cooperates with two primary users (PUs) to gain more spectrum access opportunities. To accomplish the cooperation, an agreement is established between the SU and PUs. Meanwhile, to alleviate spectrum bands consumed for PUs’ data transmission, network coding is employed at the SU transmitter. Subject to perprimaryuser minimum rate requirement and the total power budget at the secondary transmitter, the investigated primarysecondary cooperation strategy is formulated as a mixed integer optimization problem with the aim of maximizing the average multicast transmission rate. The formulated problem is nonconvex and difficult to solve directly. In this paper, a stepwise optimization algorithm is proposed in which the subcarrier assignment and power allocation are executed separately to reduce the computation complexity. The simulation results show that compared to existing schemes, the achieved secondary multicast transmission rate in the proposed scheme is greatly improved. The presented networkcoded primarysecondary cooperation is a promising paradigm to improve the spectrum efficiency for the future 5G systems.
Keywords
1 Introduction
The dramatic growth of mobile data services driven by wireless Internet and smart devices has triggered the investigation of fifth generation (5G) for the next generation of terrestrial mobile telecommunications [1]. Facing great challenges of future mobile networks, the essential requirements for 5G which mainly include higher traffic volume, spectrum, energy, and cost efficiency are pointed out. Therein, cognitive radio (CR) technology, which provides the authorized spectrum of primary users (PUs) to various unlicensed users also called secondary users (SUs) in an opportunistic (timelimited), interferencelimited, or paid way [2], handles flexibly the predicament of spectrum underutilization and spectrum shortage resulting from the surging wireless requirements and applications and, thus, has been regarded as the inevitable option for 5G to improve spectrum efficiency [3,4]. Particularly, cognitive cooperation, not only allowing SUs in cognitive radio networks (CRNs) to share authorized spectrum but also inheriting the unique advantages of cooperative communications that promise significant capacity and multiplexing gain increase through distributed transmission/processing, has been becoming an appealing communication paradigm [5,6].
Meanwhile, due to its high spectrum utilization, multicast transmission has become an indispensable part of mobile communication systems nowadays [7]. In this paper, cognitive cooperation and multicast are joint considered. For the primarysecondary cooperation in cognitive multicast networks (CMNs), the secondary source (SS) with limited transmit power needs to broadcast message to multiple secondary destinations (SDs), and hence, the transmission data rate is confined to the worst channel condition among all SDs. Thus, the quality of service (QoS) of the SU suffers severely, and the spectrum accessed by the SU might not be able to afford satisfactory communication services for the SU. One effective protection countermeasure is that the SU assists simultaneously multiple PUs to gain more spectrum access opportunities. Moreover, the SU turns to spend least power and spectrum on transmission data for PUs and scrambles to save resources any way for multicast members. Wireless network coding (NC), which mixes the data from different sessions before signal forwarding to increase pertransmission information content, has been a promising approach [8,9]. Motivated by all these profits, NC technique is adopted by the SU. Furthermore, to enhance the spectrum efficiency, orthogonal frequency division multiplexing (OFDM) [10] is considered in this paper. Combining these technologies mentioned above, this paper investigates the resource allocation strategy for the onesecondaryuser and twoprimaryuser (1S2P) cooperation with NC in OFDM modulated CMNs.
In this paper, first of all, the essential conditions for 1S2P cooperation is analyzed. Secondly, PU 1 and PU 2 separately commit to listen for signal from each other and SU, in exchange for safeguarding their minimum transmission rate requirements. Meanwhile, the SU can access both PUs’ authorized spectrum on the premise that the SU assists PUs in their data transmission with corresponding minimum rate requirements for PUs. Thirdly, the SU switches adaptively between NC mode and decodeandforward (DF) mode and performs subcarrier assignment and power allocation to maximize its own benefits. Fourthly, the cooperation strategy problem for the SU is formulated as a mixed integer optimization problem, in which the subcarrier assignment and power allocation for NCbased data forwarding, DFbased data forwarding, and SU’s data transmission are tightly coupled and hard to search the optimal solution. And finally, we present a stepwise subcarrier and power optimization algorithm with a low computational complexity.
The rest of this paper is organized as follows: in Section 2, we introduce the related work about cognitive cooperation and summarize the current work related to network codingbased cooperation in cognitive radio system. In Section 3, the system model and 1S2P cooperation are introduced. In Section 4, formulation for the profitdriven 1S2P cooperation strategy problem is presented. The stepwise optimization algorithm is derived in Section 5. Section 6 lists evaluation results and Section 7 concludes our study.
2 Related works
Most researches focus on nonNC cognitive cooperation [11], which from the perspective of profitdriven collaborators, can fall into three categories: selfless relay cooperation (SLRC), profitdriven equalpriority user cooperation (PEPC), and profitdriven unequalpriority primarysecondary user cooperation (PUPSC). In the SLRC, one or more relays put all resources into assisting PUs or SUs to forward data [1215]. This kind of research is established on the assumption that all relays are selfless. However, in the future cooperation networks, the relay nodes deployed probably by different service providers or individuals have selfserving features and heterogeneous resource requirements. Hence, effective profitdriven mechanism becomes an inevitable development trend for cognitive cooperative transmission. In the PEPC, cognitive users with equal priority collaborate with each other to share resources such as spectrum sensing information and antennas to decrease intercell interference and the interference to PUs [1619]. On the other hand, in the PUPSC, the SUs assists PUs to forward data in exchange for obtaining more spectrum access opportunities to achieve the most benefit, such as transmission rate maximization and transmit power minimization [1921].
In the current literature, the researches on NC in cognitive cooperation spring up for its satisfactory performance gain. Comparatively speaking, there are a few researches on networkcoded cognitive cooperation which mainly focus on nonprimarysecondary cooperation [22,23]. In [22], Jin et al. present an optimization framework for multicast scheduling in CRNs, where secondary base station opportunistically utilizes ‘spectrum holes’ to multicast data to SUs and SUs help with each other with network coding in a local neighborhood to reduce overhead and perform error control and recovery. Chun et al. in [23] consider networkcoded cooperation for cognitive relay networks, in which SUs communicate to the secondary destination through multiple relay nodes in underlay way while some relay nodes generate the networkencoded packet using linear combination.
At last, researches related to cognitive primarysecondary cooperation can be classified into the following two sides: on one hand, most studies in the literature focus on onesecondaryuser and oneprimaryuser cooperation or multisecondaryuser and oneprimaryuser cooperation model [24,25], where one PU selects one or multiple SUs to assist it in data communication, while onesecondaryuser and multiprimaryuser cooperation, in which one SU assists two or more primary transmissions simultaneously, can provide more spectrum access opportunities for the SU. On the other hand, there are only a few researches on NCbased cognitive primarysecondary cooperation. Zou et al. [26,27] study resource allocation problem at the PU side in NCbased cognitive cooperative networks, in which PUs assist in the transmission of SUs, and in exchange for this concession, PUs receive payments from SUs for the spectrum and cooperative transmit power being used in cooperation. In their study, one PT combines together its own data sent in the first phase and the data overheard from the secondary transmitter in the second phase and sends the additive data out with network coding. Then, both PR and secondary receiver extract their desired data from the combined data by subtracting the data they overheard.
Based on the research [28], which demonstrates that the NC noise received at each session’s destinations increases along with the number of sessions increasing, it is unfavorable to employ NC blindly in cooperation. In our previous work [29], the power and spectrum allocation at the SU side is researched for networkcoded 1S2P cooperation in CRNs. However, to the best of our knowledge, there are few literature concentrating on profitdriven PUPSC strategy problem at the SU side with NC in OFDMmodulated CMNs. Therefore, in this paper, 1S2P cooperation for networkcoded OFDMmodulated CMNs will be studied in which one SU assists the data transmission of two PUs and utilizes NC to save the spectrum resource used for PUs’ data transmission.

Essential condition and content of agreement for networkcoded 1S2P cooperation is analyzed. It contains objective environmental factors of the SU and two PUs, their respective transmission requirements and resource constraints, and their respective responsibilities that should be performed.

The resource allocation strategy for networkcoded 1S2P cooperation is modeled as a mixed integer optimization problem. The problem mainly covers adaptive cooperative mode switch between NC and DF, the assignment of each subcarrier, and the power allocation on each subcarrier.

The stepwise subcarrier and power allocation optimization algorithm is derived for the formulated problem, and extensive simulations verify the effectiveness and superiority of the proposed cooperation scheme compared with existing schemes.
3 System model and analysis for cooperation
3.1 System model
Focusing on networkcoded 1S2P cooperation in OFDMmodulated cognitive multicast network, as shown in Figure 1, two PTs that intend to send data to their corresponding PRs cannot communicate directly and ask for assistance from the SU.
Meanwhile, the SS which assists the data transmission of these two PUs can access their licensed spectrum bands and multicasts data to its different SMGs at different rates. To assist the traffic of PT 1 and PT 2 with fewer spectrum bands and save more for its own multicast transmission, the SS acts as a relay to assist PTs’ transmissions by the NC and DF relaying protocol. Thus, for the sake of favorable cooperation, PU 1 (PT 1 →PR 1), PU 2 (PT 2 →PR 2), and SU (SS →SDs) reach a tripartite cooperation agreement: 1) The SD assists both PUs in data transmission. As a reward, SS can access both the spectrum bands of PUs and reallocate it for both the data relaying of PUs and its own multicast data delivery. 2) The PU 1(2) overhears the data of PU 2(1) as auxiliary information for decoding coded data from SS and both PRs are able to operate and receive signals on the whole spectrum bands.
Remark.
In the networkcoded 1S2P cooperation scheme, for simplicity, we focus on the scenario of no direct link from each PT to its corresponding PR, i.e., both PTs cannot communicate directly with their corresponding PRs and the direct transmission between each PT and its corresponding PR is not available [3032]. The case with direct links between the PT and its corresponding PR involves many complicated problems such as the maximum ratio combination of networkcoded data and direct transmitted data and is beyond the focus of the paper. In addition, due to the long distance or the shielding effect caused by some barrier between each PT and its corresponding PR, the PR is not within the communication range of the PT, and thus, the assumption that there is no direct link between the source and destination is reasonable for some practical applications [3335].
Before analyzing the networkcoded 1S2P cooperation and resource allocation for the SU, we first introduce the essential condition for cooperation among two PUs and one SU in OFDMmodulated CMNs.
3.2 Essential condition of networkcoded 1S2P cooperation
In order to achieve cooperation among PU 1, PU 2, and SU, some essential conditions should be satisfied.
where Υ(PT i) (i=1,2) denotes the transmission range of PT i and (X) denotes the location of X.
4 Problem formulation for networkcoded 1S2P cooperation
4.1 Cooperation transmission analysis
As sketched in Figure 3, two time slots are applied in each cooperation transmission. In the first time slot, PTs broadcast their data, respectively, and hence, the time slot is called as primary user broadcast phase. In the second time slot, the SS communicates with PRs and multicasts data to SMGs, and hence, the time slot is also referred as secondary user relay and multicast phase.
4.1.1 4.1.1 Primary user broadcast phase
where \(x^{l}_{\text {PT}i}\) is the transmitted symbol with unit power from PT i on subcarrier l, \(p^{l}_{\text {PT}i}\) is the transmit power for PT i on subcarrier l, and n _{SS} and \(\phantom {\dot {i}\!}n_{\text {PR}i'}\) are the additive white Gaussian noise at the SS, PR i ^{′}, respectively. We assume that \(n_{\text {SS}},n_{\text {PR}i} \sim \mathcal {CN}(0,N_{0})\). \(h^{l}_{\text {PT}i,\text {SS}} \left (h^{l}_{\text {PT}i,\text {PR}i'}\right)\) denotes the channel coefficients from PT i to the SS (PR i ^{′}) on the subcarrier l.
where the spanning bandwidth of each subcarrier is Δ f Hz, and coefficient \(\frac {1}{2}\) is derived from the timedivision transmission as depicted in Figure 3.
4.1.2 4.1.2 Secondary user relay and multicast phase
where \(x^{l}_{\text {SS}}\) is the transmitted symbol with unit power by the SS on the SC l for SDs, \(\widetilde {x}^{~\!l}_{\text {PT}i}\) is the symbol from PT i transmitted by the SS with unit power on the SC l using DF protocol for PR i, \(P_{\mathrm {s}}^{l}\) denotes the power loaded on the SC l by the SS, \(h^{l}_{\text {SS},\text {PR}i}\) denotes the channel coefficients from the SS to the PR i on the SC l, \(h^{l}_{\text {SS},\text {PR}3}=\min \left \{h^{l}_{\text {SS},\text {PR}1},h^{l}_{\text {SS},\text {PR}2}\right \}\), \(h^{l}_{\text {SS},\text {SD}u}\) is the channel coefficient from the SS to the SD u belonging to the SMG \(\mathcal {K}_{g}\), we denote that \(h^{l}_{\text {SS},\text {SG}g}=\min \left \{h^{l}_{\text {SS},\text {SD}u}u\in \mathcal {K}_{g}\right \}\) which means the received signal at the SD of multicast group g is limited by the minimum channel gain among members of the group g, n _{SDu } is the additive white Gaussian noise at the SD u, and we also assume that \(n_{\text {SD}u}\sim \mathcal {CN}(0,N_{0})\).
4.2 Formulation for networkcoded 1S2P cooperative resource allocation
where \(C^{l}_{\text {sp},3}\left (\gamma ^{l}_{\text {sp},3},P^{l}_{\mathrm {s}}\right)=\frac {1}{2}\Delta f\log _{2}\left (1+\gamma ^{l}_{\text {sp},3}P^{l}_{\mathrm {s}}\right)\) denotes the achievable transmission rate of network coded data transmitted by the SS on the subcarrier l if \(l\in \mathcal {S}_{G+3}\).
5 Subcarrier assignment and power allocation for networkcoded 1S2P cooperation problem
where W _{3}= min{R _{3},r _{1},r _{2}}, which is to say that if R _{3}≥ min{r _{ i }}, then W _{3}= min{r _{ i }}; otherwise, W _{3}=R _{3}.
Specifically, we present some basic analysis for the equivalence of problem \(\mathcal {OP}_{1}\) and \(\mathcal {OP}_{2}\): If R _{3}≥ min{r _{ i }}, without loss of generality, assume r _{1}≥r _{2}, which means that the resource R _{3} can afford the QoS of the PT 2 and the constraint \(\mathcal {C}4\) for the PT 2 becomes loose, then the constraints \(\mathcal {C}3\) and \(\mathcal {C}4\) in the problem \(\mathcal {OP}_{1}\) can be converted as \({\sum \nolimits }_{l\in \mathcal {S}}\delta ^{l}_{G+3}C^{l}_{\text {sp},3} \left (\gamma ^{l}_{\text {sp},3},P^{l}_{\mathrm {s}}\right)\geq r_{2}\) and \({\sum \nolimits }_{l\in \mathcal {S}}\delta ^{l}_{G+1}C^{l}_{\text {sp},1} \left (\gamma ^{l}_{\text {sp},1},P^{l}_{\mathrm {s}}\right)\geq r_{1}r_{2}\) with \(\delta ^{l}_{G+2}=0\), which are in accordance with problem \(\mathcal {OP}_{2}\). Other situations suffer the similar analysis omitted to avoid wordiness.
Next, the solution algorithm for problem \(\mathcal {OP}_{2}\) is derived.
5.1 Stepwise optimization problem presentation
Through the division of problem \(\mathcal {OP}_{2}\), suboptimal power and subcarrier allocation is obtained. However, it has been shown that the stepwise lowcomplexity suboptimal allocation scheme can achieve the similar performance with the optimal one [33,37].
5.2 The heuristic solving method for \(\mathcal {OP}_{2a}\)
To solve the subproblem \(\mathcal {OP}_{2a}\), a heuristic solving method is applied. The main idea of the heuristic solving method is elaborated as follows.
On one hand, let set J={1,2,3} denote the current unsatisfied minimum constraint item set for the \(\mathcal {C}3^{\prime \prime }\) in the subproblem \(\mathcal {OP}_{2a}\). One top priority is to assign the SCs for \(\mathcal {S}_{G+j},j\in J\) to guarantee the minimum rate requirements.
Specifically, for rate transmission targets W _{ j },j∈J, find the maximum W _{ j } and the corresponding j, and select the first best channel, the second best one, etc. from current unassigned subcarrier set \(\mathcal {S}_{0}\) which is initialized to in turn until the constraint \({\sum \nolimits }_{l\in \mathcal {S}}\delta ^{l}_{G+j}\tilde {C}^{l}_{\text {sp},j}\geq W_{j}\) is satisfied. The point is that the SC l in set \(\mathcal {S}_{0}\) is removed from \(\mathcal {S}_{0}\) once it is selected, and l is assigned to \(\mathcal {S}_{G+j}\). Another point is that once the target W _{ j } is guaranteed, the J is updated as J∖{j}.
On the other hand, each remaining unassigned SC \(l\in \mathcal {S}_{0}\) is assigned in turn to the SMG \(\mathcal {K}_{g}\) that maximizes the value of \(K_{g}\tilde {C}^{l}_{\text {ss},g}\), where \(g\in \mathcal {G}\).
The heuristic SC assignment (HSCA) subalgorithm is provided as shown in Algorithm 1.
5.3 The dual method for \(\mathcal {OP}_{2b}\)
Based on the SC assignment \(\left ({\delta _{k}^{l}}\right)^{*}\) determined through solving the subproblem \(\mathcal {OP}_{2a}\), the subproblem \(\mathcal {OP}_{2b}\) can be solved by the dual method.
where \([z]^{b}_{a}\) is the projection on [a,b] of z.
where [z]^{+} is the projection on [0,∞) of z, and α _{ j } and β are diminishing step sizes for guaranteeing the convergence of the subgradient method [39].
Therefore, the stepwise subcarrierpower allocation (SSPA) algorithm is summarized in Algorithm 2.
6 Simulation results
In this section, simulation results are presented to demonstrate the performance of the proposed networkcoded 1S2P cooperation scheme in terms of average achieved transmission rate of SUs and success probability of both PT 1 and PT 2 using the MATLAB R2010b software on a PC equipped with an Intel(R) Core(TM) i32130 CPU (3.40 GHz).
6.1 Simulation parameters
The channel gains between each transmitter and receiver is modeled as h=d ^{−α/2} ξ with Rayleigh fading ξ, where d is the normalized distance, and α is the path loss exponent, chosen as 3 [40]. Each point in the simulation curves is the average of 2,000 channel realizations. Moreover, the success probability is calculated by the probability that both the minimum rate requirements of PTs are satisfied. It should be noted that during 2,000 channel realizations, some channel states may be so severely bad that neither minimum rate requirements of PUs can be satisfied and the cooperation agreement cannot be achieved, and thus, the success probability is not always 1.
 1)
Parameters about subcarriers: the subcarrier numbers owned by PT 1 and PT 2 are both equal to 32, i.e., K=M=32; the bandwidth of each subcarrier △f=0.3125MHz; the maximum power constraint on each SC P _{high}=0.5W.
 2)
Parameters about PUs: unless noted otherwise, the transmission target rates of PU 1 and PU 2 are r _{1}=30 Mbps and r _{2}=20 Mbps, respectively; the transmission power of PU 1 and PU 2 equal to 1 W; equal power allocation on SCs is adopted for each PT.
 3)
Parameters about SUs: the total power for the SS P _{th}=3W; the SD number U equals to 5; the SMG number G equals to 2.
 4)
Parameters about scene: the distances among cooperation members are listed as follows. For each i,i ^{′}=1,2,i≠i ^{′}, d(PT i,PR i)=3, d(PT i,PR i ^{′})=1, and d(PT i,SS)=1.2, d(SS,PR i)=2. For each \(u\in \mathcal {K}_{g},g\in \mathcal {G}\), d(SS,SD u) is distributed uniformly over range [1, 2].
6.2 The compared schemes

Nocode 2PUs: the cooperation scheme with two primary users assisted by the SS with decodeandforward protocol but without network code.

Nocode 1PU: the cooperation scheme with one primary user assisted by the SS with decodeandforward protocol. Specifically, SS selects the PT →PR pair whose target transmission rate requirement is the most unsatisfied to assist.

Direct: noncooperation scheme. Specifically, the PT 1 →PR1 pair and PT 2 →PR 2 pair transmit directly their data by themselves without the cooperation of the SS.
6.3 Simulation results with different noise power
In this subsection, we compare the average transmission rate of SUs provided by the proposed scheme and the schemes mentioned in the above subsection. Meanwhile, the effects of these schemes on the success transmission probability of PUs under the different channel noise power density N _{0} are analyzed.
6.4 Simulation results with different transmission rate requirements
In this subsection, we examine the effects of these schemes on the average transmission rate of SUs and success transmission probability of PUs with the different transmission rate requirements of PUs under the channel noise density N _{0} equalling to −30 dBW/MHz. For ease of analysis, both the minimum transmission rates of PUs r _{1} and r _{2} equal to r _{p}.
7 Conclusions
In this paper, the 1S2P cooperation based on network coding in OFDMmodulated cognitive multicast networks is investigated. Concentrating on the essential conditions and cooperation context, the networkcoded 1S2P cooperation scheme is presented. Meanwhile, the corresponding resource allocation problem is formulated and adopting the heuristic method and dual method, a stepwise subcarrierpower allocation algorithm is proposed with lower computation complexity. The simulation shows that the proposed cooperation scheme guarantees not only the minimum transmission rate requirements of PUs but also provides much higher transmission rate for SUs than that provided by traditional nonNC primarysecondary cooperation schemes. The networkcoded 1S2P cooperation provides the inspiration and substance to enhance the spectrum efficiency for 5G systems. In the future research, networkcoded multisecondaryuser and multiprimaryuser cooperation will be discussed based on the cooperation agreement mentioned in the paper.
Declarations
Acknowledgements
This work is supported by National Natural Science Foundation of China (61362008), the 863 Project (2014AA01A701), Fundamental Research Funds for the Central Universities (2014ZD0301), Special Youth Science Foundation of Jiangxi (20133ACB21007), and ZTE’s IndustryAcademyResearch Cooperation Forum Program (A2014172).
Authors’ Affiliations
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