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A timedomain control signal detection technique for OFDM
EURASIP Journal on Wireless Communications and Networking volume 2016, Article number: 171 (2016)
Abstract
Transmission of systemcritical control information plays a key role in efficient management of limited wireless network resources and successful reception of payload data information. This paper uses an orthogonal frequency division multiplexing (OFDM) architecture to investigate the detection performance of a timedomain approach used to detect deterministic control signalling information. It considers a type of control information chosen from a finite set of information, which is known at both transmitting and receiving wireless terminals. Unlike the maximum likelihood (ML) estimation method, which is often used, the timedomain detection technique requires no channel estimation and no pilots as it uses a form of timedomain correlation as the means of detection. Results show that when compared with the ML method, the timedomain approach improves detection performance even in the presence of synchronisation error caused by carrier frequency offset.
Introduction
Efficient management of wireless network resources is essential in wireless communication systems. In most wireless systems, the management and allocation of system resources is usually coordinated through the use of some control signalling information [1]. Such control information carries important signalling information from a transmitting device (a base station) to a receiving terminal (a mobile station). In general, control information carries systemcritical information about network configuration in order to enable successful reception of payload data and to facilitate efficient management of limited network resources [1–3]. To this end, the receiver must be able to successfully determine the transmitted control information for subsequent use during decoding of the payload data.
In wireless systems, the transmitted information usually consists of two components: control information and payload user data. The control information may be chosen from a finite set of known and predetermined candidate information and can also be the same for multiple users. Unlike the control information, the payload (user data) is randomly generated at the transmitter and it is usually different for each user. In terms of data recovery, detection of control signalling information is entirely different from the decoding procedures of payload user data information. In the literature, payload userdata information is normally recovered through what is generally considered as onetap equalization (symbolbysymbol) decoding where each subcarrier symbol is independently processed during data decoding [4–6]. On the other hand, a blocklevel detection is the most appropriate decoding approach for control information, particularly, selective control information (SCI) [7], which is considered in this paper. In a blocklevel decoding procedure, it is usually assumed that the SCI is represented by a group of subcarriers, which is chosen from a fixed number of preencoded sets of possible SCI (known at both transmitting and receiving terminals), as described in [7–10]. Therefore, at the receiver, the received group of subcarriers used to represent the SCI is collectively used during decoding [7]. For instance, a form of SCI can be used to represent the type of modulation scheme of payload userdata information. As an example, using the wellknown quadrature amplitude modulation (QAM) scheme, payload information may be modulated using 4QAM, 16QAM, 64QAM or even 256QAM. To recover the payload information, the receiver must first determine the type of modulation scheme. This can be achieved by encoding each possible type of modulation with a precoded information on a number of subcarrier to facilitate subsequent recovery through some form of blocklevel decoding.
Using a baseband orthogonal frequency division multiplexing (OFDM) architecture, this paper studies blocklevel detection of SCI. An OFDM architecture is considered because it is the adopted physical layer technology in several highspeed wireless systems such as LongTerm Evolution (LTE) [11–13]. Another example of SCI used within LTE systems is the control format indicator (CFI), which carries key system information that enables each user equipment (UE) to correctly decode the main control information within the LTE physical downlink control channel [1]. A detailed description of CFI and other forms of LTE control information can be found in [14].
To recover transmitted SCI, a maximum likelihood (ML) criterion is often used as the standard detection approach [7–10]. Unfortunately, the ML estimation scheme normally requires some form of channel mitigation through the use of, for example, pilotassisted channel estimation in order to improve decoding performance [8]. As a consequence, transmission of additional system resources in the form of pilot or training signals is required to determine the channel response. However, to improve channel estimation, particularly in severe fading channel environments, a large number of pilot signals is required, which reduces the overall spectral efficiency [15].
To address the practical challenges associated with the MLbased receiver, this paper investigates the use of a timedomain approach for the recovery of SCI. The timedomain detection technique uses a decision rule that is derived from a timedomain correlation between the transmitted and received SCI, and as a consequence, eliminates the need for channel estimation at the receiver. Using the block error rate (BLER) performance metric, simulations evaluate the detection performance of the ML and the timedomain estimation methods in the presence of synchronisation error due to carrier frequency offset (CFO). Note that no CFO compensation is performed in this paper. Examples of recent studies on CFO and intercarrier interference (ICI) (Intercarrier inteference) compensation are presented in [16] and [17].
The paper is structured as follows. Section 2 outlines the considered baseband OFDM architecture and describes an MLbased receiver to recover the transmitted SCI. Section 3 describes the implementation of the timedomain detection technique. Section 4 presents the simulation results and related discussions on the BLER performance of the two considered methods. Finally, Section 5 highlights the main contributions of the paper.
System model
This section describes the baseband OFDM architecture used for the investigations within this paper. It also gives an overview of the MLbased receiver studied in, for example, [7].
Transmitter
Let X be an OFDM sequence of length N _{v}, which is the raw input for the inverse fast Fourier transform (IFFT) stage before zero padding. Then, for 0≤k≤N _{v}−1 where k represent a subcarrier index, X is written as
For simplicity, it is assumed X consists of randomly generated data, X _{ d } of size N _{ d }, a pilot sequence, X _{ p } of size N _{ p }, and an SCI vector, X _{ c } of size N _{ c }, such that N _{ v }=N _{ p }+N _{ c }+N _{ d }. Each element of X is mapped to a subcarrier symbol X[k] through, for example, a subcarrier mapping scheme described as follows:

1.
First, each pilot subcarrier symbol is inserted at every L subcarrier indices where L defines the pilot spacing. In this paper, L is set to 6, so that the pilots are mapped to, for example, k= {0, 6, 12, 18, … }, as specified for LTE systems [18].

2.
Given that \(\boldsymbol {X_{c}} \in \mathcal {S}\) where \(\mathcal {S}\) consists of U candidate sequence vectors where \(\mathcal {S}\) is considered to be deterministic and is known at both transmitter and the receiver. For 1≤u≤U, each sequence vector in \(\mathcal {S}\) is denoted by S _{ u }, i.e.,
$$\begin{array}{*{20}l} \mathcal{S} &= \left\{\boldsymbol{S}_{1},~\boldsymbol{S}_{2},~\boldsymbol{S}_{u}~\dots~\boldsymbol{S}_{U}\right\}. \end{array} $$(2)For an arbitrary index c where 0≤c≤N _{ c }−1, each SCI S _{ u } is
$$\begin{array}{*{20}l} \boldsymbol{S}_{u} &= \left[\boldsymbol{S}_{u}[0],~\boldsymbol{S}_{u}[1],~\boldsymbol{S}_{u}[c]~\dots~\boldsymbol{S}_{u}[N_{c}1] \right] \end{array} $$As in most practical applications, each S _{ u }[c] is QPSK modulated. Hence, the magnitude of S _{ u }[c] is 1. Let \(\bar {u}\) define the u index of the transmitted sequence chosen from \(\mathcal {S}\). Hence,
$$ {\boldsymbol{X}}_{\boldsymbol{c}} = {\boldsymbol{S}}_{\bar{u}} ~\text{where}~\boldsymbol{S}_{\bar{u}} \in \mathcal{S}. $$(3)Each element of X _{ c } is mapped to the next available N _{ c } subcarriers in X. It can be noted from (3) that transmitted SCI can be known using the index \(\bar {u}\).

3.
Finally, the remaining N _{ d } unallocated subcarriers in X are assigned to each element of randomly generated modulated data X _{ d }.
Figure 1 shows the block diagram representation of a baseband OFDM transmitter architecture used for SCI transmission. It can be noted that this architecture inserts some pilots to enable channel estimation as required by the ML estimation method. However, as will be shown later, these pilots are not used and remain passive in the timedomain detection method.
As in the standard OFDM transmitter, the OFDM sequence, X is transformed into a timedomain OFDM signal, x of length N, using an Npoint IFFT where N>N _{ v }, i.e. zero padding is applied during IFFT where N−N _{ v } zeros are appended after the first N _{ v } subcarriers. For 0≤n≤N−1, each individual sample x[n] in x is obtained through
where IFFT{·} denotes an IFFT function.
Similarly, as in the standard OFDM described in, for example, [19], the length of the OFDM signal x is further extended by a cyclic prefix (CP) so as to mitigate channel fading and intersymbol interference (ISI) [20].
Receiver
At the receiver, CP samples are first removed. After the fast fourier transform (FFT) stage at the receiver, the frequency domain representation of the received OFDM symbol Y is given as [21]
Note that H and V in (5) are, respectively, the frequency domain representation of the complexvalued channel frequency response and additive white Gaussian noise (AWGN). Hence, each subcarrier Y[k] in Y is written as
Let f _{0} and Δ f, respectively, represent the frequency offset and the OFDM subcarrier spacing (both in Hertz). Then, a normalised CFO, ε is expressed by [21]
In the presence of CFO, Y is represented by [21]
where
The term F in (9) represents an N×N matrix with each element F _{ nk } given by [22]
and C[ε] in (9) is a diagonal matrix expressed by [21]
Similar to (5), the received SCI sequence vector, Y _{ c }, is given by
where H _{ c } and V _{ c }, respectively, represent the subchannel gains and AWGN components associated with the received selective sequence Y _{ c }. Similarly, the received pilot, Y _{ p }, is given by
where H _{ p } and V _{ p }, respectively, represent the subchannel gain and AWGN components within the received pilot sequence Y _{ p }.
Thus, to recover X _{ c }, the receiver must determine an estimate of \(\bar {u}\) since the transmitted SCI is chosen from a deterministic set, \(\mathcal {S}\), and is considered to be known at the receiver.
MLbased detection
Let \(\hat {u}\) denote an estimate of \(\bar {u}\). Then, using the ML estimation criterion, \(\hat {u}\) is obtained from [7]
The term \(\boldsymbol {\hat {H}_{c}}\) represents the subchannel estimates (associated with the received SCI). In this paper, \(\boldsymbol {\hat {H}_{c}}\) is obtained from a linear interpolation between the least squares (LS) subchannel pilot estimates, \(\boldsymbol {\hat {H}_{p}}\), where
In (14), it can be seen that the ML estimation criterion is a form of Euclidean distance minimisation function. Again, from (14), it can be noted that the detection performance of the ML estimation method depends mainly on the channel estimate \(\boldsymbol {\hat {H}_{c}}\). Hence, poor channel estimation is expected to result in erroneous estimate of \(\hat {u}\). This is the main drawback of the ML estimation method.
The proposed method
In a classical channel estimation scheme such as minimum mean square error (MMSE), some form of correlation is often applied to determine the channel response [4, 23]. In addition, studies from, for example, [24] and [25] suggest that a timedomain approach is more robust against severe ISI compared with the frequencydomain method of channel equalization. This was partly due to the partial elimination of the channel tap with the most energy in the timedomain [26]. These principles form the basis behind the use of the timedomain estimation technique considered in this paper.
In the timedomain detection scheme, some form of correlation function is derived from the ‘correlation’ of Y _{ c } with each of the candidate sequences within the set \(\mathcal {S}\) since \(\mathcal {S}\) is deterministic and known at both transmitting and receiving terminals. The rationale for the use of a timedomain correlation follows a general principle of deterministic signal correlation, which suggests that similar to the autocorrelation principle, there exists an inherent correlation between Y _{ c } and X _{ c }, in the presence of limited noise levels, since X _{ c } is deterministic and chosen from, for example, a known set \(\mathcal {S}\).
Figure 2 shows the block diagram representation of a baseband OFDM receiver for SCI detection based on the ML and the timedomain estimation methods. As previously stated, it can be noted from Fig. 2 that the timedomain method requires no channel estimation. The timedomain decision rule is now described through the use of the wellknown discrete correlation theorem (DCT) (Discrete correlation theorem).
Timedomain decision criterion
Using the DCT, a correlation function (CORR) of two arbitrary timedomain signals c _{ 1 } and c _{ 2 } (of the same size) is obtained from [27]
where ^{∗} represents the complex conjugation and C _{ 1 } and C _{ 2 } are, respectively, the frequency domain representations of c _{ 1 } and c _{ 2 }, i.e.
where FFT {·} denotes FFT function.
Similar to the definition in (16), a term Z _{ u } is obtained from direct multiplication of Y _{ c } with the complex conjugate of each S _{ u }. Thus, Z _{ u } is derived from
For 0≤c≤N _{ c }−1, Z _{ u } may be represented as
Alternatively, Z _{ u } can also be written as
By omitting the noise terms in (20) for simplicity (at high signaltonoise ratio (SNR)), the expression for Z _{ u } in (20) is reduced to
where X _{ c } S ^{∗} _{ u } is a complexvalued number with unity magnitude since each S _{ u } is assumed to have the same magnitude.
From the expression in (20), it can be seen that the same channel term H _{ c } and identical noise term Vc′ _{,u } is present in both \(\boldsymbol {Z}_{u = \bar {u}}\) and \(\boldsymbol {Z}_{u \neq \bar {u}}\) terms when \(u = \bar {u}\) and \(u \neq \bar {u}\), respectively. Hence, the term H _{ c } is considered (for decoding purpose) as a gain effect. Thus, without loss of generality, the main difference between each value of \(\boldsymbol {Z}_{u = \bar {u}}\) and \(\boldsymbol {Z}_{u \neq \bar {u}}\) can be written as
Similar to (16), a realvalued timedomain correlation function, W _{ u } is computed from Z _{ u }[c] using a \(\mathcal {W}\)point IFFT where \(\mathcal {W}\) must be a power of 2 and \(\mathcal {W} \ge N_{c}\), i.e. \(\mathcal {W} = N_{c}\) if N _{ c } is a power of 2; otherwise, \(\mathcal {W} > N_{c}\).
For \(0 \le w \le \mathcal {W}1\), W _{ u } is written as
where
where · computes the magnitude of a complexvalued variable. It should be noted that in this paper, the IFFT operation in (24) performs no zero padding since each considered value of N _{ c } is a power of 2, i.e. the \(\mathcal {W} = N_{c}\). However, in cases (not shown in this paper) where N _{ c } is not a power of 2, zero padding can be applied accordingly to reduce computational complexity and with no expected degradation in performance.
From the approximation of \(\boldsymbol {Z}_{\bar {u}}\) in (22), the IFFT of \(\boldsymbol {Z}_{\bar {u}}\) yields an impulse function. Hence, the value of \(\boldsymbol {W}_{\bar {u}}[w]\) (derived from \(\boldsymbol {Z}_{\bar {u}}\)) is approximated as
Otherwise, W _{ u }[w]>0 when \(u \neq \bar {u}\).
Using the approximation in (25), it can be noted that the mean value of \(\boldsymbol {W}_{\bar {u}}[w]\), i.e. \({E}\{ \boldsymbol {W}_{\bar {u}}[w] \}\), is
where E is the expectation function.
Similarly, from the definition in (25), \({E}\{ \boldsymbol {W}_{u \neq \bar {u}}[w] \}\) is expected to be larger than \({E}\{ \boldsymbol {W}_{\bar {u}}[w] \}\) because the corresponding values of \(\boldsymbol {W}_{u \neq \bar {u} }[w]\) are nonzero. Hence,
Thus, in the presence of channel fading term H _{ c }, the expression in (27) is still valid since the resulting timedomain functions \(\boldsymbol {W}_{\bar {u}}\) and \(\boldsymbol {W}_{u \neq \bar {u}}\) are both affected by the same channel component.
The expression in (27) therefore implies that an estimate of \(\bar {u}\) corresponds to the uindex of the timedomain function with the minimum mean value amongst all U timedomain functions. Hence, it can be said that the timedomain decision criterion minimises the mean value of the timedomain correlation function obtained from (24). Thus, the timedomain detection rule is defined as
From the expressions in (18) to (28), it can be noted that no channel estimation and no pilots are required in the timedomain method because the timedomain correlation inherently facilitates detection even in the presence of a fading channel [28]. However, as will be shown in the next section, one of the main limiting factors for the proposed detection method is the inaccuracy of the timedomain decision metric for small values of N _{ c }.
Simulation results
This section presents the comparison of the detection performance of the two considered detection methods using the BLER metric.
4.0.1 Computing BLER
The BLER is not the same as the wellknown bit error rate (BER) metric. In the case of BER, individual bit errors are considered. However, to compute the BLER, an error count between the actual value \(\bar {u}\) that corresponds to the selected sequence X _{ c } and its estimate \(\hat {u}\), obtained from the ML or the timedomain detection scheme, is evaluated. Hence, an erroneous block is when \(\bar {u} \neq \hat {u}\); otherwise, there is a successful detection. For each SNR level, the BLER is evaluated as
For 1≤i≤N _{BLK} where N _{BLK} is the number of OFDM symbol blocks (for a given SNR level), R _{ i } is computed from
4.0.2 Simulation setup
OFDM simulation considers transmission over a frequencyselective Rayleigh fading channel known as the extended vehicular type A (EVA), with a root mean square (RMS) delay spread, τ _{ rms }, of 357 ns [29]. Table 1 shows the power delay profile of the EVA channel [30]. Simulations use parameter values outlined in Table 2 and are carried out using MATLAB. To further understand the detection performance of each considered detection scheme, simulations also evaluate the BLER performance in the absence of a fading channel, i.e. the presence of AWGN only.
The BLER performance of the two considered methods is investigated as a function of ε for each value of N _{ c }. Note that since each chosen value of N _{ c } is a power of 2, then \(\mathcal {W} = N_{c}\). It should also be noted that for the ML scheme, simulations implement the pilotassisted channel estimation procedures previously outlined in (15) and linear channel interpolation is used to obtain \(\boldsymbol {\hat {H}_{c}}\).
4.0.3 Numerical results and discussions
In the presence of only AWGN, Fig. 3 a–d shows the BLER comparisons between the two considered detection methods with N _{ c } set to 8, 16, 32 and 64, respectively. Results in Fig. 3 a show that for a small block size (N _{ c }= 8), the ML scheme produces improved BLER performance compared with the timedomain method. However, results in Fig. 3 b–d suggest that the detection performance of the timedomain estimation method is improved as N _{ c } is further increased. Results in Fig. 3 also demonstrate that in this case (i.e. with no fading channel effects), the BLER performance of the ML scheme is relatively the same even when N _{ c } is increased. In summary, results in Fig. 3 suggest that (1) the timedomain method is robust against synchronisation error due to CFO; (2) the detection performance of the timedomain method can be improved with larger values of N _{ c }; and (3) in the absence of channel fading, the detection performance of the ML estimation method is nearly the same for all the considered values of N _{ c }. Figure 4 a–d shows BLER comparisons when transmission is over the EVA fading channel. Similar to the previous results in Fig. 3 a, results in Fig. 4 a, b show that the ML estimation method outperforms the timedomain method when N _{ c }= 8 and 16. However, as N _{ c } is further increased, the detection performance of the timedomain detection scheme is further improved compared with the ML detection approach, as shown in Fig. 4 c, d. This is because as N _{ c } is further increased, statistical evaluation of the applied timedomain decision metric is more accurate, and as a result, its detection performance is improved compared with the ML scheme. Results further show that in the presence of frequencyselective channel fading effects, the ML scheme only produces minimal improvement in detection performance as N _{ c } is increased. This is because with increased N _{ c }, more subcarriers may have experienced severe (deep) channel fading, which can lead to noise enhancement and hence poor detection.
From the results in Figs. 3 and 4, Table 3 shows the estimated SNR required to achieve, for example, a BLER level of 1 % (i.e. BLER = 10 ^{−2}). From Table 3, it can be noted that the timedomain detection method requires relatively smaller SNR levels compared with the ML scheme when N _{ c }≥16 (in AWGN) and N _{ c }≥32 (in EVA). For instance, in the presence of channel fading and when ε= 0.05, the timedomain estimation method requires around 1.3 (when N _{ c }= 32) and 6.4 dB (when N _{ c }= 64) less SNR to achieve the same BLER target (of 1 %) as the ML scheme. The low SNR requirement of the timedomain method therefore makes it a potential and practical technique for detecting deterministic control signals in OFDM systems, particularly when N _{ c } is large.
Conclusions
This paper considered the detection of deterministic SCI in a baseband OFDM architecture. The detection performance of a timedomain correlation method is investigated and compared against the conventional ML estimation method. A key benefit of the timedomain estimation method is that it requires no channel estimation at the receiver. The detection performance of the timedomain estimation method is found to be largely dependent on the value of N _{ c }, which represents the size of the SCI. In the presence of channel fading and CFO, the timedomain method achieves an improved detection performance over the ML approach when N _{ c }≥ 32. Therefore, the timedomain method is a viable and a potential detection scheme for detecting deterministic control information often encountered in practical wireless OFDM systems.
Abbreviations
 AWGN:

additive white Gaussian noise
 BER:

bit error rate
 BLER:

block error rate
 CFI:

control format indicator
 CFO:

carrier frequency offset
 CP:

cyclic prefix
 EVA:

extended vehicular type A
 FFT:

fast Fourier transform
 IFFT:

inverse fast Fourier transform
 ISI:

intersymbol interference
 LTE:

LongTerm Evolution
 ML:

maximum likelihood
 MMSE:

minimum mean square error
 OFDM:

orthogonal frequency division multiplexing
 RMS:

root mean square
 SCI:

selective control information
 SNR:

signaltonoise ratio
 QAM:

quadrature amplitude modulation
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Keywords
 Carrier frequency offset (CFO)
 Channel estimation
 Selective control information
 Maximum likelihood (ML)
 Orthogonal frequency division multiplexing (OFDM)
 Timedomain correlation