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# Separation and localization of multiple distributed wideband chirps using the fractional Fourier transform

- Jiexiao Yu
^{1}, - Liang Zhang
^{1}Email author, - Kaihua Liu
^{1}and - Deliang Liu
^{1}

**2015**:266

https://doi.org/10.1186/s13638-015-0497-9

© Yu et al. 2015

**Received:**7 September 2015**Accepted:**15 December 2015**Published:**30 December 2015

## Abstract

In this paper, we consider the problem of localizing the multiple distributed wideband chirp sources using the fractional Fourier transform. The model in the time domain and that in the fractional Fourier domain derived by the Taylor series expansion are presented respectively. The representation of location vector in the Dechirping domain is illustrated which is only related to the central angle. A novel direction of arrival (DOA) estimation algorithm in the Dechirping domain is proposed, which is extended from the conventional multiple signal classification (MUSIC) algorithm in the time domain. Using this algorithm, except for estimating the DOA, the incidence source number can be determined as well which is allowed to exceed the sensor number in the array. To demonstrate the performance of proposed algorithm, numerical results are conducted. Compared to the previous FrFT-MUSIC algorithm based on the assumption of point source model, the proposed algorithm performs a better estimation performance, especially for large angular spread and low signal-to-noise ratio.

## Keywords

- Direction of arrival
- Fractional Fourier transform
- Distributed wideband chirp
- Generalized array manifold

## 1 Introduction

The direction of arrival (DOA) estimation for wideband chirp signal has been greatly achieved under the point source assumption [1–3]. However, the signal is always affected by multipath and scattering propagation in the practical application, which will cause the angular spread, such as the local scattering source in the mobile multipath environment, the distributed target reflection wave in the low-elevation radar target tracing system, the surface and the bottom reflection signal in the sonar detection of the shallow sea, tropospheric or ionospheric propagation of radio waves, the part of detection target in the passive radar and sonar system [4–6]. In this situation, the received signal in an array can be considered as a superposition of scattered signals originating from the different direction and the estimation performance of DOA will be degraded significantly if using the traditional estimators based on the point source model [7, 8].

For obtaining the exact nominal DOA and angular spread of a spatially distributed source, the problem of distributed source model has been widely studied since the early 1990s, and a large number of methods are proposed for the parameter estimation of distributed source [9–17]. However, most of the models and the estimation algorithms can be only exploited in the case of narrowband source, because the location vector in the time domain is time varying when the incident source is wideband. To date, the estimation method for wideband source with local scattering is still in scarcity. M. Ghogho et al. proposed the distributed wideband source model [18]. Liu et al. [19] proposed a kind of maximum-likelihood (ML) estimates for finite-bandwidth distributed sources by the perturbation method. Foroozan and Asif [20] introduced time reversal-based range and DOA estimators to exploit spatial/multipath diversity existing in strong multipath environments, which has a high complexity in the multi-source scenarios. Mecklenbrauker et al. [21] extended the Bayesian approach to a distributed wideband source for the application to seismic recordings, the kind that should be sparse.

The wideband chirp signal, whose frequency is linearly increasing with time, is widely used in many applications, such as communication, radar, sonar, and biomedicine, and also be used as signal model for a good deal of natural phenomena. However, for the distributed wideband chirps, we have not found much work referring to the problem of DOA estimation.

In our previous work [22], the properties of the fractional Fourier transform (FrFT), which is a generalized form of the ordinary Fourier transform (FT), is exploited to address the problem mentioned above because it provides a compact representation for chirp signals as it is based on the decomposition of the signal on the orthonormal basis set of the chirp functions [23, 24]. The models of wideband chirp sources in both time domain and energy-concentrated domain are studied. And an estimation of the spatial parameters of multiple wideband chirps with local scattering is provided.

In order to obtain better estimation precision, we will further study the problem in another fractional Fourier domain, the Dechirping domain, in this paper. The representation of location vector in the Dechirping domain is derived based on a number of good properties of chirp signal in two special fractional Fourier domains, which is only related to the angular parameter. Then, the standard MUSIC algorithm combined with the source separation technique is extended to estimate the incident angles of multiple sources in the Dechirping domain. Numerical results illustrate that the proposed algorithm could separate multiple chirp signals successfully, which is far more than the number of sensors, and estimate the DOA of each chirp accurately.

## 2 Fractional Fourier transform

### 2.1 Notation and definition

*K*

_{ α }(

*u*,

*t*) [25, 26]:

*F*

^{ α }[⋅] denotes the FrFT operator and kernel

*K*

_{ α }(

*u*,

*t*) is

where the domain *u* is generally known as the fractional Fourier domain which makes the rotation angle *α* with the time domain.

Rather than defining the fraction of the transform as the rotation angle, *α*, in the interval [−*π*, *π*] radians, a new variable, *p*, is defined as the order of the transform and is valid in the interval [−2, 2]. The zeroth order transform is simply the function itself, whereas the first order transform is its Fourier transform.

### 2.2 Time-frequency rotating properties

*u*coincides with the line, and its perpendicular domain, energy-concentrated domain, in which the energy distribution of chirp signal shows an obvious peak.

where \( \beta ={a}_0{e}^{j{\varphi}_0} \) is a constant, *a*
_{0} symbolizes the amplitude of the chirp signal, *φ*
_{0} is the initial phase, *f*
_{0} is the initial frequency, and *μ*
_{0} is the chirp rate.

where *F*
^{
α
}[⋅] denotes the FT operator.

It can be seen that the FrFT of a chirp signal in the Dechirping domain equals to the FT of the FrFT of this signal in the energy-concentrated domain. As a result, when the chirp rate *μ*
_{0} is unknown which is satisfied in most instances, the rotation angle *a*
_{
d
} can be acquired using (6) after the determination of the rotation angle *a*
_{
e
} in the energy-concentrated domain by searching the coordination of spectral peak in two-dimensional plane (*α*,*u*).

### 2.3 Time delay representation in Dechirping domain

*y*(

*t*−

*τ*) as follows [25]:

where *τ* is the time delay.

Compared with (3), it can be seen that the chirp rate of the signal is invariable after the time delay performs on this signal. Therefore, the rotation angle of the time-delayed signal is the same as that of the original signal in the Dechirping domain.

*y*(

*t*−

*τ*) in the same Dechirping domain is:

where *τ* is the time delay.

*α*

_{ d }is far from

*π*/2. If

*τ*< <

*f*

_{0}, which is satisfied in most practical applications, we can obtain that

In (15), *A*(*τ*)is only related with the time delay *τ* , and the influence of the independent variable *u* has been eliminated. This useful conclusion will play an important role in deducing data model in Dechirping domain in the next section.

## 3 Data model

### 3.1 Data model in time domain

*Q*uncorrelated sources transmitted wideband chirp signals is considered. Due to multipath propagation, each source can be seen as a superposition of

*N*

_{ q }scattered point-source components. The uniform linear array (ULA) with

*P*sensors is taken as an example for derivation, and the similar conclusions are easy to be generalized to the arrays with other types. The complex envelope of the output vector in the array can be modeled as

where

*β*
_{
qi
}: the complex amplitude of the *i*th scattered source from the *q*th source;

\( \mathbf{a}\left({\theta}_i+{\tilde{\theta}}_{qi},t\right) \): the time-varying location vector of the array, *θ*
_{
q
} is the nominal DOA of the *q*th source and \( {\theta}_i+{\tilde{\theta}}_{qi} \) is the DOA of the *i*th scattered components from the *q*th source;

*s*
_{
q
}(*t*): the *q*th transmitted signal;

*v*
_{
qi
}: the time delay associated with the *i*th scattered source from the *q*th source;

n(*t*): the additive zero-mean noise vector, which is assumed to be spatially white and independent of the transmitted signals.

When the received signals are wideband and with local scattering, there is no one-to-one relationship between the DOA parameter and the location vector \( \mathbf{a}\left({\theta}_i+{\tilde{\theta}}_{qi},t\right) \) which is also dependent on the time and deviation angle variables. Therefore, traditional parameter estimation methods cannot work well in the case of distributed wideband chirp. The time-frequency properties of chirp signal in the two fractional Fourier domain mentioned above can help us eliminate the influence of time and deviation angle variable on the location vector. The detailed derivation will be given in the next section.

### 3.2 Approximating the spatial signature

*v*

_{ qi }is relatively small so that (12) is satisfied and the quadratic term of

*v*

_{ qi }can be ignored. Hence, the

*i*th scattered component of the

*q*th source received on the conference sensor in the Dechirping domain is given by

*α*

_{ d }performs on the output vector in (16), and the result can be given by

where \( {\mathbf{A}}_q\left({\theta}_q+{\tilde{\theta}}_{qi}\right) \) is the location vector of the *q*th source, \( {S}_q^{\alpha_d}(u) \) is the FrFT of *sq* (*t*) and N(*u*) is the FrFT of *n*(*t*) in the Dechirping domain.

*T*is the transpose and

where \( {\tau}_p=\left(p-1\right)d \sin \left({\theta}_q+{\tilde{\theta}}_{qi}\right)/c \) represents the time delay on the *p*th sensor, *d* is the inter-sensor distance of ULA, and *c* is the transmission speed.

*θ*

_{ q }, [29] proposed an approximate model called the generalized array manifold (GAM) and a corresponding algorithm using a Vandermonde structure. Due to the deviation angle \( {\tilde{\theta}}_{qi} \) of each scattered signal is relatively small, \( {\mathbf{A}}_q\left({\theta}_q+{\tilde{\theta}}_{qi}\right) \) in (20) can be approximated through the first-order Taylor series expansion:

*v*

_{ q }, that is

where \( {c}_{qi}={\beta}_{qi}{e}^{-j2\pi {f}_q{ \cos}^2{\alpha}_d{v}_{qi}} \), \( {\phi}_q={\displaystyle \sum_{i=1}^{N_q}{c}_i}{\tilde{\theta}}_{qi} \) and we assume that \( {\displaystyle \sum_{i=1}^{N_q}{c}_{qi}}=1. \)

where \( \mathbf{S}(u)={\left[{S}_1^{\alpha_d}(u)\kern0.5em \cdots \kern0.5em {S}_Q^{\alpha_d}(u)\right]}^T \) and \( \mathbf{N}(u)={\left[{N}_1^{\alpha_d}(u)\kern0.5em \cdots \kern0.5em {N}_Q^{\alpha_d}(u)\right]}^T \).

According to (24), we know that the spatial parameters \( \underline{\theta} \) and \( \underline{\phi} \) are needed to estimate in the approximated model.

## 4 Parameter estimation algorithm

### 4.1 Single source estimation algorithm

*Q*= 1 in (16)). Many DOA estimation algorithms for the narrowband point source model can also be applied here because the location matrix in the Dechirping domain has a one-to-one relationship with the spatial parameters. In this paper, the classical MUSIC algorithm in the time domain is extended to estimate spatial parameter of wideband chirp source with local scattering. The spatial estimation spectrum of standard MUSIC algorithm is

**Ā**(

*θ*) = [

**A**(

*θ*)

*ϕ*

**d**(

*θ*)] and \( \overline{\phi}\left(\theta \right)={\left[1\kern1em \phi \right]}^{\mathrm{T}} \). Hence, the estimation spectrum for the proposed model should be revised to

The parameters *θ* and *ϕ* can be determined by the spectral peak position.

### 4.2 Separation of different chirp sources and the source number determination

As (5) shows, chirp signals with different chirp rates have different rotation angles in their energy-concentrated domain in which chirp signal shows an obvious spectrum peak. The energy-concentrated domain of each signal can be determined by the two dimension search in the time-frequency plane (*α,u*). In each energy-concentrated domain, only one chirp signal can acquire the best energy-concentrated property while the energy distributions of the other signals and noise are dispersing, therefore, this chirp signal can be separated from others through a band-pass filter. Then, the parameter estimation algorithm proposed above can be applied to filtered single source after that is transformed into the corresponding Dechirping domain. The detailed separation process could be found in [31]. It is noted that the separation process cannot only resist the interference of noise and other signals, but also solve the problem of source number restriction in many traditional DOA estimators. For example, the MUSIC algorithm cannot be applied when the source number exceeds the number of the sensors in the array. However, the proposed algorithm avoids this problem through the separation processing. The parameters of each source can be estimated respectively.

## 5 Simulation study and results

To demonstrate the performance of the proposed algorithm, an ULA with eight sensors is employed to estimate the spatial parameters of the proposed model. In the simulation, two uncorrelated wideband chirp sources are considered as signal emitters. The initial parameters of the first wideband chirp source are *f*
_{1} = 100 Hz and *μ*
_{1} = 10 Hz/s. And that of the second one are *f*
_{2} = 200 Hz and *μ*
_{2} = −10 Hz/s. Besides, the central angle of the first source is taken as *θ*
_{1} = 30^{∘} with the extension width *Δ*
_{1} = 2^{∘} from a uniform angular distribution, and the central angle of the second source is taken as *θ*
_{2} = − 45^{∘} with the extension width *Δ*
_{2} = 2^{∘} from a Gaussian angular distribution of width, respectively. The signal-to-noise ratio (SNR) is set at 10 dB, and the number of snapshots is 500.

The FrFT-MUSIC algorithm proposed in [30], which is applied to estimate the DOA of the wideband chirp source based on the point source model, and the method in [22] is chosen as the comparing algorithm to demonstrate the performance of the proposed algorithm for the wideband chirp source with local scattering. For each figure, 100 Monte Carlo simulations were run to estimate the root mean-square error (RMSE) of the estimates. We focus on the estimation of the DOA, while the other parameters are considered mainly as nuisance parameters.

*μ*of each source is chosen as 1 Hz/s. The numerical results can be seen in Fig. 6. The proposed algorithm can remain the good resolution performance even though the source number is far more than the sensor number.

## 6 Conclusions

In this paper, parametric localization of multiple wideband chirp sources with local scattering have been considered. The models in both the time and fractional Fourier domain were proposed. In the Dechirping domain, a novel DOA estimator combined the properties of the chirp signal and the Taylor series expansion was addressed. The DOA of each source and the source number can be determined using the proposed method. Besides, the source number is allowed to exceed the sensor number in the array. The simulation study demonstrated that the proposed algorithm provided a superior spatial resolution performance for wideband chirp sources with local scattering than the previous FrFT-MUSIC algorithm.

## Declarations

### Acknowledgements

This work is funded by the National Natural Science Fund of China (No. 61501322).

**Open Access**This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

## Authors’ Affiliations

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